Title IX Policy
I. Effective Date and Changes to Procedure Based on Court Rulings and Legal Challenges or Changes in Law or Regulation
This Grievance Procedure applies to incidents that occur on or after August 1, 2024. Any incidents reported under this Grievance Procedure that occurred on or before July 31, 2024 will be processed through the institution’s Title IX Grievance Policy.
Should any portion of the 2024 Title IX Final Rule (89 Fed. Reg. 33474 (Apr. 29, 2024)), be stayed or held invalid by a court of law, or if the 2024 Title IX Final Rule is withdrawn or modified to not require elements of this Grievance Procedure, the Grievance Procedures in their entirety, or the invalidated elements of this Procedure, they will be deemed revoked as of the publication date of the opinion or order from the Court and for all reports after that date, as well as any elements of the process that occur after that date if a case is not complete by the date of the opinion or order publication by the Court. If this Procedure is revoked in this manner, any conduct covered under this Procedure shall be investigated and adjudicated under the previous 2020 Title IX Grievance Policy and/or The Student Code of Conduct. Purchase will update this Grievance Procedure as soon as practicable to reflect any court rulings or changes that invalidate parts of the Grievance Procedure, if applicable.
II. Scope of Procedure
Sex-Based Harassment is considered discrimination on the basis of sex if it includes harassment due to actual or perceived sex stereotypes, sex characteristics, pregnancy or related conditions, sexual orientation, and/or gender identity.
III. Jurisdiction of Procedure
Purchase’s Title IX Coordinator will determine if this Grievance Procedure applies to a Complaint. This Grievance Procedure will apply when the following elements are met, in the reasonable determination of the Title IX Coordinator:
• The conduct alleged occurred on or after August 1, 2024;
• The conduct alleged occurred in the United States;
• The conduct alleged occurred in Purchase’s Education Program or Activity; and
• The conduct alleged, if true, would constitute Sex-Based Harassment as defined in this Grievance Procedure.
NOTE: Purchase has an obligation to address a sex-based Hostile Environment under its Education Program or Activity, even when some conduct alleged to be contributing to the Hostile Environment occurred outside Purchase’s Education Program or Activity, or outside of the United States. Purchases Title IX Coordinator will work with all Complaints to assess such Complaints that may fall under these criteria, and direct to appropriate College Policies and Procedures that may apply if this Grievance Procedure does not. Purchase will communicate all such decisions in writing to the Complainant. Any such dismissals shall be subject to appropriate appeal rights under this Grievance Procedure as outlined in the Dismissals section.
Conduct that occurs under Purchase Education Program or Activity includes but is not limited to conduct that occurs in a building owned or controlled by a Student organization that is officially recognized by Purchase and conduct that is subject to Purchase’s disciplinary authority under Purchases Code of Conduct.
IV. Non-Discrimination in Application
The requirements and protections of this Grievance Procedure apply equally regardless of sex, sexual orientation, gender identity, gender expression, or other protected classes covered by applicable federal, state or local law. All requirements and protections are equitably provided to individuals regardless of such protected status(es) or status as a Complainant, Respondent, or Witness. Individuals who wish to file a Complaint about the institution’s policy or process may contact the U.S. Department of Education’s Office for Civil Rights using contact information available at https://ocrcas.ed.gov/contact-ocr.
V. Definitions
1. Admission means selection for part-time, full-time, special, associate, transfer, exchange, or any other enrollment, membership, or matriculation in or at an education program or activity operated by PURCHASE.
2. Consent means a knowing, voluntary, and mutual decision among all participants to engage in sexual activity. Consent can be given by words or actions, as long as those words or actions create clear permission regarding willingness to engage in the sexual activity. Silence or lack of resistance, in and of itself, does not demonstrate Consent. The definition of Consent does not vary based upon a participant’s sex, sexual orientation, gender identity, or gender expression.
3. Complainant means:
(1) a Student or employee who is alleged to have been subjected to conduct that could constitute Sex-Based Harassment as defined in this Grievance Procedure and who was participating or attempting to participate in PURCHASE’s Education Program or Activity; or
(2) a person other than a Student or employee who is alleged to have been subjected to conduct that could constitute Sex-Based Harassment under this Grievance Procedure and who was participating or attempting to participate in Purchase’s Education Program or Activity at the time of the alleged Sex-Based Harassment.
4. Complaint means an oral or written request to PURCHASE that objectively can be understood as a request for Purchase to investigate and make a determination about alleged Sex-Based Harassment at the institution.
5. Confidential Employee means:
(1) an employee of Purchase whose communications are privileged under Federal or State law. The employee’s confidential status is only with respect to information received while the employee is functioning within the scope of their duties to which privilege or confidentiality applies;
(2) an employee of whom the institution has designated as confidential for the purpose of providing services to persons related to Sex-Based Harassment. If the employee also has a duty not associated with providing those services, the employee’s confidential status is only with respect to information received about Sex-Based Harassment in connection with providing those services; or
(3) an employee of Purchase who is conducting an Institutional Review Board-approved human-subjects research study designed to gather information about Sex-Based Harassment. The employee’s confidential status is only with respect to information received while conducting the study.
6. Disciplinary Sanctions means consequences imposed on a Respondent following a determination under this Grievance Procedure that the Respondent violated Purchase’s prohibition Sex-Based Harassment.
7. Education Program or Activity means any academic, extracurricular, research, occupational training or other Education Program or Activity operated by Purchase that receives Federal financial assistance.
8. Party means Complainant or Respondent.
9. Peer Retaliation means Retaliation by a Student against another Student.
10. Relevant means related to the allegations of Sex-Based Harassment under investigation as part of this Grievance Procedure. Questions are Relevant when they seek evidence that may aid in showing whether the alleged Sex-Based Harassment occurred, and evidence is Relevant when it may aid a decisionmaker in determining whether the alleged Sex-Based Harassment occurred.
11. Remedies means measures provided, as appropriate, to a Complainant or any other person Purchase identifies as having had their equal access to Purchase’s Education Program or Activity limited or denied by Sex-Based Harassment. These measures are provided to restore or preserve that person’s access to Purchase’s Education Program or Activity after Purchase determines that Sex-Based Harassment occurred.
12. Respondent means a person who is alleged to have violated Purchase’s prohibition on Sex-Based Harassment.
13. Retaliation means intimidation, threats, coercion, or discrimination by any person, by Purchase a Student, or an employee or other person authorized by Purchase to provide aid, benefit, or service under Purchase’s Education Program or Activity, for the purpose of interfering with any right or privileged secured by Title IX, or because the person has reported information, made a Complaint, testified, assisted or participated or refused to participate in any manner in an investigation, proceeding, or hearing under this Grievance Procedure, including an informal resolution process.
14. Sex-Based Harassment means sexual harassment and other harassment on the basis of sex, including harassment because of gender identity, sexual orientation, sex characteristics, sex stereotypes, and/or pregnancy and other conditions, that is:
(1) Quid pro quo harassment. An employee, agent or other person authorized by Purchase’s Education Program or Activity explicitly or impliedly conditioning the provision of such an aid, benefit, or service on a person’s participation in unwelcome sexual conduct;
(2) Hostile Environment harassment. Unwelcome sex-based conduct that, based on the totality of the circumstances, is subjectively and objectively offensive and is so severe or pervasive that it limits or denies a person’s ability to participate in or benefit from Purchase’s Education Program or Activity (i.e., creates a Hostile Environment). Whether a Hostile Environment has been created is a fact-specific inquiry that includes consideration of the following: (i) the degree to which the conduct affected the Complainant’s ability to access Purchase’s Education Program or Activity; (ii) the type, frequency, and duration of the conduct; (iii) the Parties’ ages, roles within Purchase’s Education Program or Activity, previous interactions and other factors about each Party that may be Relevant to evaluating the effects of the conduct; (iv) the location of the conduct and the context in which the conduct occurred; and (v) other Sex-Based Harassment in Purchase’s Education Program or Activity;
(3) Sexual Assault (as defined in the Clery Act, 20 U.S.C. 1092(f)) means any sexual act directed against another person, without the Consent of the victim, including instances where the victim is incapable of giving Consent;
(4) Dating Violence (as defined in the Violence Against Women Act (VAWA) Reauthorization of 2022 and the VAWA Amendments to the Clery Act) means any violence committed by a person: (A) who is or has been in a social relationship of a romantic or intimate nature with the victim; and (B) Where the existence of such a relationship shall be determined based on a consideration of the following factors: (i) The length of the relationship; (ii)the type of relationship; and (iii) the frequency of interaction between the persons involved in the relationship.
(5) Domestic Violence means any felony or misdemeanor crimes committed by a person
who: (A) is a current or former partner of the victim under the family or Domestic Violence laws of New York, or a person similarly situated to a spouse of the victim; (B) is cohabitating, or has cohabitated, with the victim as a spouse or intimate partner; (C) shared a child in common with the victim; or (D) commits acts against a youth or adult victim who is protected from those acts under the family or Domestic Violence laws of New York; or
(6) Stalking means engaging in a course of conduct directed at a specific person that would cause a reasonable person to: (A) fear for the person’s safety or the safety of others; or (B) suffer substantial emotional distress.
15. Student means a person who has gained Admission.
16. Supportive Measures means individualized measures offered as appropriate, as reasonably available, without unreasonably burdening a Complainant or Respondent, not for punitive or disciplinary reasons, and without fee or charge to the Complainant or Respondent to: (1) restore or preserve that Party’s access to Purchase’s Education Program or Activity, including measures that are designed to protect the safety of the Parties or Purchase’s educational environment; or (2) provide support during Purchase’s Grievance Procedure for Sex-Based Harassment; or during the informal resolution process
VI. NOTE: Disability Accommodations
Generally
This Grievance Procedure does not alter any institutional obligations under applicable federal stand and or local disability laws, including the Americans with Disabilities Act of 1990, and Section 504 of the Rehabilitation Act of 1973, among others. Parties may request reasonable accommodations for disclosed disabilities to the Title IX Coordinator at any point before or during the Title IX Grievance Procedure that do not fundamentally alter the Procedure. The Title IX Coordinator will not affirmatively provide disability accommodations that have not been specifically requested by the Parties, even where the Parties may be receiving accommodations in other institutional programs and activities.
Requests for Reasonable Accommodations During the Title IX Grievance Procedure
If the Complainant or Respondent discloses a disability, the Title IX Coordinator or designee may consult, as appropriate, with the Office of Disability Resources to provide support to Students with disabilities to determine how to comply with applicable law including, without limitation, Section 504 of the Rehabilitation Act of 1973 in the implementation of any Supportive Measures, or any other reasonable accommodations requested
VII. Basic Requirements of the Grievance Procedure
• Treat Complainants and Respondents equitably;
• Ensure that any person designated by Purchase as a Title IX Coordinator, investigator, or decisionmaker does not have a conflict of interest or bias for or against Complainants or Respondents generally or an individual Complainant or Respondent;
• Establish reasonably prompt timeframes for the major stages of this Grievance Procedure, including a process that allows for the reasonable extension of timeframes on a case-by-case basis for good cause with notice to the Parties that includes the reason for the delay;
• Ensure that reasonable steps to protect the privacy of the Parties and witnesses during the pendency of the Grievance Procedure are taken, provided that the steps do not restrict the abilities of the Parties to obtain and present evidence, including by speaking to witnesses (as long as such does not result in Retaliation), consult with their family members, confidential resources, or advisors, or otherwise prepare for or participate in this Grievance Procedure;
• Ensure an objective evaluation of all evidence that is Relevant and not otherwise impermissible under this procedure, including both inculpatory and exculpatory evidence, and provide that credibility determinations must not be based on a person’s status as a Complainant, Respondent or Witness;
• Exclude impermissible evidence from consideration as defined in the Grievance Procedure; and
• Clearly articulate principles for how Purchase will determine which policies and procedures apply if not all such Complaints are handled under this institutional Grievance Procedure.
VIII. Reporting Sex-Based Harassment to the Institution
Non-Confidential Reports
Any person may report sex discrimination, including Sex-Based Harassment (whether or not the person reporting is the person alleged to be the victim of the conduct that may constitute sex discrimination or Sex-Based Harassment), in person, by mail, by telephone, or by electronic mail, using the contact information listed for the Title IX Coordinator, or by any other means that results in the Title IX Coordinator receiving the person’s verbal or written report.
Contact Information for the Title IX Coordinator at Purchase
Name: Lisa Miles-Boyce
Title: Chief Diversity Officer/Title IX Coordinator
Office Address: Student Services Building
Email Address: lisa.milesboyce@purchase.edu
Telephone Number: 914-251-5992
Confidential Reports
The following officials at Purchase will provide privacy, but not confidentiality, upon receiving a report of conduct prohibited by Title IX: Purchase College offices and employees who cannot guarantee confidentiality will maintain your privacy to the greatest extent possible. The information you provide to a nonconfidential resource will be relayed on a need-to-know basis as required by policy.
• Title IX Coordinator or designee(s);
• Officials with Authority to institute corrective measures under Title IX;
• All other employees at Purchase that are not designated as confidential resources
The following officials at Purchase may provide confidentiality:
Individuals who are confidential resources will not report crimes to law enforcement or college officials without your permission, except for extreme circumstances, such as a health and/or safety emergency. At Purchase College, the following are confidential resources for students:
Counseling and Behavioral Services, cou.counseling.center@purchase.edu or (914) 251-6390
Health Services, hse@purchase.edu or (914) 251-6380
Victims’ Advocate: catherine.vanbomel@purchase.edu or (914) 251-6390
Employees seeking a confidential resource can contact the Employee Assistance Coordinator: (914) 251-6098 or EAP@purchase.edu.
Off-campus options to disclose sexual violence confidentially for students and employees include (note that these outside options do not provide any information to the campus):
Off-campus counselors and advocates. Crisis services offices will generally maintain confidentiality unless you request disclosure and sign a consent or waiver form. More information on an agency’s policies on confidentiality may be obtained directly from the agency:
Victim Assistance Services of Westchester Community Opportunity Program
2 Westchester Plaza
Elmsford, NY 10523
(914) 345-3113 Office
(914) 345-3513 Fax
855-VAS-CALL Hotline
(914) 345-9111 Hotline
Contact: Victoria Markouizos (manager), vmarkouizos@westcop.org
IX. Supportive and Interim Measures
Complainants who report allegations of Sex-Based Harassment have the right to receive Supportive Measures from Purchase regardless of whether they file a Complaint. Supportive Measures are non-disciplinary and non-punitive. Supportive Measures may vary depending upon what is reasonably available at Purchase.
As appropriate, Supportive Measures may include without limitation:
• Counseling services
• Extensions of deadlines or other course-related adjustments
• Modifications of work or class schedules
• Campus escort services, as available
• Restrictions on contact applied to one or more Parties (no contact orders)
• Changes in class, work, housing, or extracurricular or any other activity, regardless of whether there is or is not a comparable alternative
• Leaves of absence
• Increased security and monitoring of certain areas of the campus
• Training and education programs related to Sex-Based Harassment
Supportive Measures must not unreasonably burden either Party and must be designed to protect the safety of the Parties or Purchase’s educational environment, or to provide support during Purchase’s Sex-Based Harassment grievance procedure under this policy: or during informal resolution under this procedure.
Purchase may modify or terminate Supportive Measures at the conclusion of the grievance procedure: or at the conclusion of the informal resolution process, or may continue them beyond that point within Purchase’s discretion.
Purchase will not disclose information about any Supportive Measures to persons other than the person to whom they apply, including informing one Party of Supportive Measures provided to another Party, unless necessary to provide the supportive measure or restore or preserve a Party’s access to Purchase’s education program or activity, or there is an exception that applies, such as:
• Purchase has obtained prior written consent from a person with the legal right to consent to the disclosure;
• When the information is disclosed to an appropriate third Party with the legal right to receive disclosures on behalf of the person whose personally identifiable information is at issue;
• To carry out the purpose of the policy when it is necessary to address conduct that reasonably may constitute Sex-Based Harassment under Title IX in Purchase’s education program or activity;
• As required by Federal law, federal regulations, or the terms and conditions of a federal award; or
• To the extent such disclosures are not otherwise in conflict with Title IX, when required by State or local law or when permitted under the Family Educational Rights and Privacy Act (FERPA) (20 U.S.C. 1232g, or its implementing regulations, 34 CFR Part 99).
Process for Review of Supportive Measures
Purchase provides for a Complainant or Respondent to seek modification or reversal of Purchase’s decision to provide, deny, modify or terminate a Supportive Measure. Grounds for challenge of Supportive Measures include, but are not limited to:
• Whether a Supportive Measure is reasonably burdensome;
• Whether a Supportive Measure is reasonably available;
• Whether a Supportive Measure is being imposed for punitive or disciplinary reasons;
• Whether the Supportive Measure is being imposed without fee or charge; and
• Whether the Supportive Measure is effective in meeting the purposes for which it is intended, including to restore or preserve access to the Education Program or Activity, provide safety, or provide support during the Grievance Procedure.
Request for a modification or reversal of a supportive measure must be timely and should be submitted within 5 business days.
This review will be conducted by an impartial employee of Purchase who did not make the challenged decision on the original supportive measure request. The impartial employee of Purchase who makes this determination will have the authority to modify or reverse the decision if that impartial employee determines that the decision to provide, deny, modify or terminate the supportive measure was inconsistent with the procedures as outlined above for providing Supportive Measures in accordance with the Title IX regulations.
Parties are only allowed to challenge their own individual Supportive Measures. Challenges by one Party will not be heard to Supportive Measures afforded to the opposite Party, unless that supportive measure directly impacts the Party making such challenge (i.e., two-way no contact orders).
Emergency Removal
Purchase retains the authority to remove a Respondent from all or part of Purchase’s education program or activity on an emergency basis, where Purchase (1) undertakes an individualized safety and risk analysis, and (2) determines that an imminent and serious threat to the health or safety of a Complainant or any Students, employees, or other persons arising from the allegations of Sex-Based Harassment justifies removal.
If Purchase College determines such removal is necessary, the respondent will be provided notice and an opportunity to challenge the decision immediately following the removal.
Challenges to emergency removals are heard by the Office of the Vice President of Student Affairs. A decision regarding the removal must be made within five (5) businesses days of being disputed.
The decisionmaker who hears a challenge to an emergency removal must not be involved in any decision regarding responsibility or appeal of a determination.
Emergency removals will not be considered Relevant evidence that can be considered in reaching a determination of whether Sex-Based Harassment occurred.
Administrative Leave
Purchase retains the authority to place a non-Student employee Respondent on administrative leave during the Title IX Grievance Procedures, consistent with relevant handbook/collective bargaining agreements.
When a Complainant or Respondent is both a Student and an employee of Purchase, Purchase must make a fact-specific inquiry to determine whether these procedures apply to that Student employee. Purchase will consider if the Complainant or Respondent’s primary relationship with Purchase is to receive an education and whether the alleged Sex-Based Harassment occurred while the Party was performing employment-related work.
X. The Title IX Grievance Procedure for Allegations of Sex-Based
Harassment
A. Filing a Complaint
Who can make a Complaint?
• A Complainant (as defined in Section V(3) of this policy); or
• The Title IX Coordinator.
Note on Title IX Coordinator initiated Complaints: In the absence of a Complaint or the withdrawal of any or all of the allegations in a Complaint, and in the absence or termination of an informal resolution process, the Title IX Coordinator must determine whether to initiate a Complaint of Sex-Based Harassment. This determination is fact-specific, and the Title IX Coordinator must consider:
• The Complainant’s request not to proceed with the initiation of a Complaint;
• The Complainant’s reasonable safety concerns regarding initiation of a Complaint;
• The risk that additional acts of Sex-Based Harassment would occur if a Complaint is not initiated;
• The severity of the alleged Sex-Based Harassment, including whether the Sex-Based Harassment, if established, would require the removal of a Respondent from campus or imposition of another disciplinary sanction to end the Sex-Based Harassment and prevent its recurrence;
• The age and relationship of the Parties, including whether the Respondent is an employee of the recipient;
• The scope of the alleged Sex-Based Harassment, including information suggesting a pattern, ongoing Sex-Based Harassment, or Sex-Based Harassment alleged to have impacted multiple individuals;
• The availability of evidence to assist a decisionmaker in determining whether Sex-Based Harassment occurred; and
• Whether Purchase could end the alleged Sex-Based Harassment and prevent its recurrence without initiating these grievance procedures.
If after considering these and other Relevant factors, the Title IX Coordinator determines that the conduct as alleged presents an imminent and serious threat to the health or safety of the Complainant or other person, or that the conduct as alleged prevents Purchase from ensuring equal access on the basis of sex to its education program or activity, the Title IX Coordinator may initiate a Complaint.
If the Title IX Coordinator does initiate the Complaint after making this determination, the Title IX Coordinator must notify the Complainant prior to doing so and appropriately address reasonable concerns about the Complainant’s safety or the safety of others, including by providing Supportive Measures as listed in Section VI of these procedures.
Is there a particular format that the Complaint needs to be in?
As defined in IV(4) of these procedures, a Complaint can be an oral or written request to Purchase that objectively can be understood as a request for Purchase to investigate and make a determination about alleged Sex-Based Harassment at the institution.
Who can I report a Complaint to?
Any reports of Sex-Based Harassment may be made directly to the Title IX Coordinator, whose contact information is listed at the beginning of this Grievance Procedure. There are other ways in which a Party may report a Complaint.
Purchase requires that any employee who is not a Confidential Employee and who either has authority to institute corrective measures on behalf of Purchase or has responsibility for administrative leadership, teaching, or advising in Purchase’s education program or activity must notify the Title IX Coordinator when the employee has information about conduct that reasonably may constitute sex discrimination, including Sex-Based Harassment.
All other employees at Purchase who are not Confidential Employees and are not employees as identified above are required to notify the Title IX Coordinator when the employee has information about conduct that reasonably may constitute sex-discrimination, including Sex-Based Harassment.
Note: If an employee has personally been subject to conduct that reasonably may constitute sex discrimination under Title IX or any institutional policy or this Grievance Procedure, these requirements do not apply to an employee reporting a personal Complaint.
What is the timeframe for Purchase to evaluate if the Title IX Coordinator is initiating an investigation under this Grievance Procedure?
The Title IX Coordinator must evaluate whether the Complaint falls under this Grievance Procedure 10 business days after the Complaint is made, and must issue the Notice of Allegations as soon as practicable after the Complaint is evaluated. If there are any delays or extensions, the Title IX Coordinator must appropriately notice the Parties in writing, on a case-by-case basis, with good cause and the rationale for the extension or delay.
Can I make a Complaint and request initiation of the Grievance Procedure even if I have made a complaint to law enforcement?
Yes. Purchase has an obligation to appropriately evaluate all Complaints, regardless of whether there is a concurrent Complaint before law enforcement. This process is an administrative process that is different from the criminal justice process.
B. Multi-Party Situations and Consolidation of Complaints
Purchase may consolidate Complaints alleging Sex-Based Harassment against more than one Respondent, or by more than one Complainant against one or more Respondents, or by one Party against the other Party, where the allegations of Sex-Based Harassment arise out of the same facts or circumstances.
Purchase can consider factors when making this fact-specific determination, which include, but are not limited to:
• The facts and circumstances of the particular Complaints when deciding whether to consolidate, including the toll of separate proceedings on the Parties; and
• Any risks to the fairness of the investigation or outcome.
C. Dismissal of a Complaint
Grounds for Dismissal
Purchase may dismiss a Complaint of Sex-Based Harassment for any of the following reasons:
• Purchase is unable to identify the Respondent after taking reasonable steps to do so;
• The Respondent is not participating in Purchase’s education program or activity and is not employed by Purchase;
• The Complainant voluntarily withdraws any or all of the allegations in the Complaint, the Title IX Coordinator declines to initiate a Complaint through this Grievance Procedure, and Purchase determines that, without the Complainant’s withdrawn allegations, the conduct that remains alleged in the Complaint, if any, would not constitute Sex-Based Harassment under Title IX or this Grievance Procedure even if proven; or
• Purchase determines, after reasonable efforts to clarify the allegations, that the conduct alleged in the Complaint, even if proven, would not constitute Sex-Based Harassment under Title IX or these procedures.
Notice of Dismissal
If Purchase dismisses a Complaint, Purchase is required to promptly notify the Complainant of the basis for dismissal.
If the dismissal of the Complaint occurs before a Notice of Allegations is issued to the Respondent, the Title IX Coordinator does not need to notice the Respondent at that time. However, if the Complainant appeals the dismissal, the Respondent will need to be noticed of the
Complaint allegations and given an opportunity to respond to the dismissal. If the dismissal occurs after the Respondent has been notified of the allegations, then Purchase must notify the Respondent and Complainant of the dismissal and the basis for the dismissal simultaneously in writing.
Appeal rights must also be outlined in any notification of dismissal of a Complaint, as included below under Appeal of Dismissals.
Appeals of Dismissals
Purchase must notify the Complainant that a dismissal may be appealed and provide the Complainant with an opportunity appeal the dismissal of a Complaint on the following grounds:
• Procedural irregularity: procedural irregularity that affected the outcome of the matter (i.e., a failure to follow Purchase’s own policy to a degree that had material effect on the outcome of the matter);
• New evidence: New evidence that would change the outcome and that was not reasonably available when the determination whether Sex-Based Harassment occurred or dismissal of the Complaint was made; and
• Bias or Conflict of Interest: The Title IX Coordinator, investigator(s), or decisionmaker(s) had a conflict of interest or bias for or against Complainants or Respondents generally or the individual Complainant or Respondent that would change the outcome of the matter.
If the dismissal occurs after the Respondent has been notified of the allegations, then Purchase must also notify the Respondent that the dismissal may be appealed on the grounds set out above.
The submission of appeal stays (or pauses) any sanctions for the pendency of an appeal.
Supportive Measures and remote learning opportunities remain available during the pendency of the appeal.
If a Party appeals, the institution will as soon as practicable notify the other Party in writing of the appeal, however the time for appeal shall be offered equitably to all Parties and shall not be extended for any Party solely because the other Party filed an appeal.
Appeals may be no longer than 3 pages (including attachments). Appeals should be submitted in electronic form using ARIAL or TIMES NEW ROMAN, 12-point font, and single-spaced. Appeals should use footnotes, not endnotes. Appeals that do not meet these standards may be returned to the Party for correction, but the time for appeal will not be extended unless there is evidence that technical malfunction caused the appeal document not to meet these standards.
Appeals will be decided by Appeal Decisions Hearing Panel who will be free of conflict of interest and bias, and will not serve as investigator, Title IX Coordinator, or hearing decisionmaker in the same matter. Outcome of appeal will be provided in writing simultaneously to both Parties, and include rationale for the decision.
D. Allegations Potentially Falling Under Two Policies
If the alleged conduct, if true, includes conduct that would constitute covered sexual harassment and conduct that would not constitute covered sexual harassment, the Title IX Grievance Process will be applied in the investigation and adjudication of all of the allegations.
Notice of Allegations
Upon initiating Purchase’s Grievance Procedure, the Title IX Coordinator shall provide a Notice of Allegations in writing to the Parties whose identities are known. Such notice will occur as soon as practicable after Purchase receives a Complaint, if there are no extenuating circumstances. Purchase will provide the Notice of Allegations within 10 business days after receiving a Complaint.
What does the Notice of Allegations Include?
The written Notice of Allegations must include:
• Purchase’s Grievance Procedure and Purchase’s informal resolution process;
• Sufficient information available at the time of the issuance of the Notice of Allegations to allow the Parties to respond to the allegations, which includes the identities of the Parties involved in the incident(s), the conduct alleged to constitute Sex-Based Harassment under the Grievance Procedure, and the date(s) and location(s) of the alleged incident(s), to the extent that information is available to Purchase;
• A statement that the Parties are entitled to an equal opportunity to access the Relevant and not otherwise impermissible evidence;
• A statement that the Respondent is presumed not responsible for the alleged Sex-Based Harassment until a determination is made at the conclusion of Purchase’s Grievance Procedure and that prior to the determination, the Parties will have an opportunity to present Relevant and not otherwise impermissible evidence to a trained, impartial decisionmaker;
• Parties may have an advisor of their choice, and that the advisor may be, but is not required to be, an attorney;
• If, in the course of an investigation, Purchase decides to investigate additional allegations of Sex-Based Harassment by the Respondent toward the Complainant that are not included in the original written Notice of Allegations provided, Purchase is required to provide written notice of any additional allegations to the Parties whose identities are known.
What if Purchase decides to investigate additional allegations of Sex-Based Harassment?
If, in the course of an investigation, Purchase decides to investigate additional allegations of Sex-Based Harassment by the Respondent toward the Complainant that are not included in the original issued written Notice of Allegations, or that are included in a Complaint that is consolidated under this Grievance Procedure, Purchase shall provide notice of the additional allegations to the Parties whose identities are known.
What if I have safety concerns about a Notice of Allegations being issued to a Respondent?
To the extent that Purchase has reasonable concerns for the safety of any person as a result of providing a written Notice of Allegations, Purchase through the Title IX Coordinator, may reasonably delay providing the written Notice of Allegations in order to address the safety concern appropriately. Reasonable concerns must be based on individualized safety and risk analysis and not on mere speculation or stereotypes.
E. Advisor of Choice and Participation of Advisor of Choice
A Party’s advisor of choice may accompany the Party to any meeting or proceeding, and Purchase cannot limit the choice of who that advisor may be or their presence for the Parties in any meeting or proceeding unless such advisor does not follow Purchase’s established rules of decorum and rules around participation.
F. Investigation
General Rules of Investigations
The Title IX Coordinator and/or an investigator designated by the Title IX Coordinator will perform an investigation of the conduct alleged to constitute Sex-Based Harassment in a reasonably prompt timeframe, after issuing the Notice of Allegations.
Purchase and not the Parties, have the burden to conduct an investigation that gathers sufficient evidence to determine whether Sex-Based Harassment occurred under this Grievance Procedure. This burden does not rest with either Party, and either Party may decide not to share their account of what occurred, or may decide not to participate in the investigation or hearing. This does not shift the burden of proof away from Purchase and does not indicate responsibility.
Purchase cannot access, consider, or disclose medical records without a waiver from the Party (or parent, if applicable) to whom the records belong, or of whom the records include information. Purchase will provide an equal opportunity for the Parties to present witnesses, including fact and expert witnesses, and other inculpatory or exculpatory evidence, as described below.
Notice of participation
Purchase will provide written notice of the date, time, location, participants, and purpose of all meetings or proceedings with sufficient time for the Party to prepare to participate, if a Party is invited or expected to participate in any such meeting or proceeding.
Advisors of Choice and Participation of Advisors of Choice
Purchase will provide the Parties with the same opportunities to be accompanied to any meeting or proceeding by the advisor of their choice, who may be, but is not required to be, an attorney, and not limit the choice or presence of the advisor for the Complainant or Respondent in any meeting or proceeding. Advisors may not:
• speak or act on behalf of a Complainant or Respondent, including answering questions for or on behalf of a Complainant or Respondent;
• stand in for, or represent a Complainant or Respondent;
• disseminate by any medium or form any information shared or learned throughout the investigation process with anyone other than the Complainant or Respondent for whom they serve as an advisor, the investigator, or the Title IX Officer;
• act as or represent themselves or another as an investigator for the Title IX process during the investigation process;
• contact a witness or other party participating in the investigation process; or,
• impede the investigation process or act in a manner that obstructs the investigator or disrupts the investigation process.
Access to and Review of the Investigative Report
The Title IX Coordinator and/or investigator designated by the Title IX Coordinator will provide each Party and their advisors of choice with an equal opportunity to access and review an accurate description of the Relevant evidence collected throughout the investigation that is not otherwise impermissible in the form of an investigative report.
The Parties and their advisors of choice will also have an equal opportunity to access and review the underlying Relevant and not otherwise impermissible evidence summarized in the investigative report upon the request of any Party.
The Title IX Coordinator and/or investigator designated by the Title IX Coordinator will provide each Party and their advisors of choice with a reasonable opportunity to respond to the investigative report. Both Parties will have the opportunity to respond to the investigative report prior to the live hearing.
Purchase will take reasonable steps to prevent and address the Parties’ and their advisors of choice’s unauthorized disclosure of information and evidence obtained solely through this Grievance Procedure. Participating individuals who engage in the unauthorized disclosure of information and evidence obtained solely through this Grievance Procedure may be subject to Purchase’s Student Code of Conduct and other College policies and/or procedures that may apply.
Note: Disclosures of information and evidence for purposes of administrative proceedings or litigation related to the Complaint of Sex-Based Harassment are authorized and not considered unauthorized disclosures potentially subject to other disciplinary action.
Review and Access to Relevant and Not Otherwise Impermissible Evidence
Each Party will have an equal opportunity to present fact witnesses and other inculpatory and exculpatory evidence that are Relevant and not otherwise impermissible, to the Title IX Coordinator and/or an investigator designated by the Title IX Coordinator. The Title IX Coordinator and/or investigator designated by the Title IX Coordinator will review all evidence gathered through the investigation and determine what evidence is Relevant and what evidence is impermissible regardless of relevance, consistent with this Grievance Procedure.
Each Party and their advisors of choice will have an equal opportunity to review and access the evidence that is Relevant to the allegations of Sex-Based Harassment and not otherwise impermissible regardless of relevance prior to the conclusion of the investigation. The Title IX Coordinator and/or investigator designated by the Title IX Coordinator will provide each Party with a reasonable opportunity to respond to the evidence. Both Parties will have the opportunity to respond to the evidence prior to the live hearing.
Purchase will take reasonable steps to prevent and address the Parties’ unauthorized disclosure of information and evidence obtained solely through this Grievance Procedure. Participating individuals who engage in the unauthorized disclosure of information and evidence obtained solely through this Grievance Procedure may be subject to Purchase Student Code of Conduct and other College policies and/or procedures that may apply.
Note: Disclosures of information and evidence for purposes of administrative proceedings or litigation related to the Complaint of Sex-Based Harassment are authorized and not considered unauthorized disclosures potentially subject to other disciplinary action.
Relevant Evidence
Evidence is Relevant when it is related to the allegations of Sex-Based Harassment under investigation as part of this Grievance Procedure.
Questions are Relevant when they seek evidence that may aid in showing whether the alleged Sex-Based Harassment occurred, and evidence is Relevant when it may aid a decisionmaker in determining whether the alleged Sex-Based Harassment occurred.
Impermissible Evidence
The following types of evidence, and questions seeking that evidence, are excluded as impermissible (i.e., must not be accessed or considered, except by Purchase to determine whether an exception applies, must not be disclosed, and must not otherwise be used) regardless of whether they are Relevant:
• Evidence that is protected under a privileged as recognized by Federal or State law or evidence provided to a Confidential Employee, unless the person to whom the privilege or confidentiality is owed has voluntarily waived the privilege or confidentiality;
• A Party’s or witness’s records that are made or maintained by a physician, psychologist, or other recognized professional or paraprofessional in connection with the provision of treatment to the Party or witness, unless Purchase obtains that Party’s or witness’s voluntary, written Consent for use in Purchase’s Grievance Procedure; and
• Evidence that relates to the Complainant’s sexual interests or prior sexual conduct, unless evidence about the Complainant’s prior sexual conduct is offered to prove that someone other than the Respondent committed the alleged conduct or is evidence about specific incidents of the Complainant’s prior sexual conduct with the Respondent that is offered to prove Consent to the alleged Sex-Based Harassment. Note: the fact of prior consensual sexual conduct between the Complainant and Respondent does not by itself demonstrate or imply the Complainant’s Consent to the alleged Sex-Based Harassment or preclude determination that Sex-Based Harassment occurred.
Timeframes
An investigation shall take 90 business days to complete. If there are any delays or extensions, the Title IX Coordinator must appropriately notice the Parties in writing, as detailed below.
Extensions and Delays
Purchase allows for the reasonable extension of timeframes on a case-by-case basis for good cause with written notice to the Parties that includes the reason for the extension or delay.
A. Live Hearing
General Rules for Live Hearings
Purchase will not issue a finding or Disciplinary Sanction arising from an allegation of Sex-Based Harassment without holding a live hearing unless otherwise resolved through an informal resolution process as outlined in this Grievance Procedure.
The live hearing may be conducted with the Parties physically present in the same geographic location. Purchase has the discretion to conduct the live hearing with the Parties physically present in separate locations, with technology enabling the decisionmaker and Parties to simultaneously see and hear the Party or the witness while that person is speaking. A Party may also request this option prior to the hearing.
Purchase shall create an audio or audiovisual recording or transcript of any live hearing and make it available to the Parties for inspection and review.
Participants in the Live Hearing
Live hearings are not public, and the only individuals permitted to participate in the hearing are as follows:
Complainant and Respondent (The Parties)
If a Party chooses not to participate in the process or the hearing, the live hearing may still proceed in the absence of a Party, and Purchase may reach a determination of responsibility in their absence, including through any evidence gathered and other witness statements. Purchase will not threaten, coerce, intimidate or discriminate against any Party in an attempt to secure the Party’s participation. The decisionmaker cannot draw an inference about the determination regarding responsibility based solely on a Party’s absence from the live hearing, or a refusal to answer questions.
The Decisionmaker
The hearing body will consist of a panel of three decisionmakers. No member of the hearing body will have served as the Title IX Coordinator, Title IX investigator, or advisor to any Party in the case, nor may any member of the hearing body serve on the appeals body in the case. No member of the hearing body will have a conflict of interest or bias in favor of or against Complainants or Respondents generally, or in favor of or against the Parties to the particular case. The hearing body will be trained prior to serving during any hearing. The Parties will have an opportunity to raise any objections regarding a decisionmaker’s actual or perceived conflicts of interest or bias at the commencement of the live hearing.
Advisor of Choice
The Parties have the right to select an advisor of their choice, who may be, but is not required to be, an attorney. The advisor of choice may accompany the Parties to any meeting or hearing they are permitted to attend, but may not speak for the Party. An advisor of choice is not prohibited from being a witness in the hearing. Advisors of choice are subject to Purchase’s rules of decorum, and may be removed upon violation of those rules.
Witnesses
Witnesses cannot be compelled to participate in the live hearing and have the right not to participate in the hearing free from Retaliation.
Hearing Procedures
For all live hearings conducted, the administrative hearing officer will open and establish rules and expectations for the hearing. The Parties will each be given an opportunity to provide opening statements. Questioning of the Parties and witnesses will occur according to the procedures below.
Questioning Parties and Witnesses
During a live hearing, each Party is allowed to ask Relevant and not otherwise impermissible questions and follow-up questions of the Parties and witnesses through the hearing board. No questioning of another Party or witness will be conducted by a Party personally.
Procedures for Decisionmaker’s Evaluation of Questions and Limitation on Questions
The panel of three decisionmakers will determine whether a proposed question is Relevant and not otherwise impermissible as described in this Grievance Procedure, prior to the question being posed, and will explain any decision to exclude a question as not Relevant or otherwise impermissible.
If a panel of three decisionmakers determines that a Party’s question is Relevant and not otherwise impermissible, then the question must be asked unless such question is unclear or harassing of the Party or witness being questioned. The panel of three decisionmakers must give a Party an opportunity to clarify or revise a question that a panel of three decisionmakers has determined is unclear or harassing and, if the Party sufficiently clarifies or revises a question so that it is no longer unclear or harassing, the question must be asked.
Refusal to Respond to Questions and Inferences Based on Refusal to Respond to Questions
A panel of three decisionmakers may choose to place less or no weight upon statements by a Party or witness who refuses to respond to questions deemed Relevant and not impermissible.
The panel of three decisionmakers must not draw an inference about whether Sex-Based Harassment occurred based solely on a Party’s or witness’s refusal to respond to such questions.
Continuances or Granting Extensions
Purchase may determine that multiple sessions or a continuance (a pause on the continuation of the hearing until a later date or time) is needed to complete a hearing. If so, Purchase will notify all participants and endeavor to accommodate all participants’ schedules and complete the hearing as promptly as practicable.
Newly-discovered Evidence
As a general rule, no new evidence or witnesses may be submitted during the live hearing.
If a Party identifies new evidence or witnesses that were not reasonably available prior to the live hearing and could affect the outcome of the matter, the Party may request that such evidence or witnesses be considered at the live hearing.
The hearing panel will consider this request and make a determination regarding (1) whether such evidence or witness testimony was actually unavailable by reasonable effort prior to the hearing, and (2) whether such evidence or witness testimony could affect the outcome of the matter. The Party offering the newly-discovered evidence or witness has the burden of establishing these questions by the preponderance of the evidence.
If the hearing panel answers in the affirmative to both questions, then the Parties will be granted a reasonable pause in the hearing to review the evidence or prepare for questioning of the witness.
G. Determination Regarding Responsibility
Standard of Proof
Purchase uses the preponderance of the evidence standard of proof to determine whether or not Sex-Based Harassment occurred. This means that the investigation and hearing determine whether it is more likely than not that a violation of the Grievance Procedure occurred.
General Considerations for Evaluating Evidence and Testimony
The decisionmaker is required to evaluate Relevant and not otherwise impermissible evidence for its persuasiveness. If the decisionmaker is not persuaded under the applicable standard by the evidence that Sex-Based Harassment occurred, whatever the quantity of the evidence is, the decisionmaker must not determine that Sex-Based Harassment occurred.
Determinations regarding responsibility may be based in part, or entirely, on documentary, audiovisual, and digital evidence, as warranted in the reasoned judgment of the decisionmaker. Decisionmakers shall not draw inferences regarding a Party or witness’ credibility based on the Party or witness’ status as a Complainant, Respondent, or witness, nor shall it base its judgments in stereotypes about how a Party or witness would or should act under the circumstances.
Generally, credibility judgments should rest on the demeanor of the Party or witness, the plausibility of their testimony, the consistency of their testimony, and its reliability in light of corroborating or conflicting testimony or evidence. However, credibility judgments should not rest on whether a Party or witness’ testimony is non-linear or incomplete, or if the Party or witness is displaying stress or anxiety.
Decision makers will afford the highest weight relative to other testimony to first-hand testimony by Parties and witnesses regarding their own memory of specific facts that occurred. Both inculpatory and exculpatory (i.e. tending to prove and disprove the allegations) evidence will be weighed in equal fashion.
A witness’ testimony regarding third-Party knowledge of the facts at issue will be allowed, but will generally be accorded lower weight than testimony regarding direct knowledge of specific facts that occurred.
Communication of the Determination in Writing
All determinations on whether Sex-Based Harassment occurred will be communicated to the Parties in writing, simultaneously.
The written determination will include:
• A description of the alleged Sex-Based Harassment;
• Information about the policies and procedures that Purchase used to evaluate the allegations;
• The decisionmaker’s evaluation of the Relevant evidence and determination on whether Sex-Based Harassment occurred;
• Any Disciplinary Sanctions Purchase will impose on the Respondent, whether Remedies other than the imposition of Disciplinary Sanctions will be provided by Purchase to the Complainant, and, to the extent appropriate, other Students identified by Purchase to be experiencing the effects of Sex-Based Harassment, if there is a finding that Sex-Based Harassment occurred; and
• Purchase’s procedures for Complainant and Respondent to appeal.
Timeline of Determination Regarding Responsibility
If there are no extenuating circumstances, the determination regarding responsibility will be issued by Purchase within 10 business days of the completion of the hearing.
Finality of Determination
The determination regarding responsibility becomes final either on the date that Purchase provides the Parties with the written determination of the result of any appeal, or, if no Party appeals, the date on which an appeal would no longer be considered timely.
H. Appeals
Each Party may appeal a determination regarding responsibility. To appeal, a Party must submit their written appeal within 5 business days of being notified of the decision, indicating the grounds for appeal.
For appeals resulting from dismissal of a Complaint, please see the section on Dismissal of Complaints.
Grounds for Appeal
The limited grounds for appeal available are as follows:
• Procedural irregularity that would change the outcome;
• New evidence that would change the outcome and that was not reasonably available when the determination whether Sex-Based Harassment occurred or dismissal was made; and
• The Title IX Coordinator, investigator, or decisionmaker had a conflict of interest or bias for or against Complainants or Respondents generally or the individual Complainant or Respondent that would change the outcome.
Additional Procedures for Appeal Process
Purchase will notify the Parties of any appeal, provide the Parties a reasonable and equal opportunity to make a statement in support of, or challenging, the outcome, and will notify the Parties of the result of the appeal and the rationale for the result.
The submission of an appeal stays (or pauses) any sanctions for the period during which an appeal determination is being assessed. Supportive Measures and remote learning opportunities remain available while an appeal is being deliberated and before a final decision has been made.
Appeals may be no longer than three (3) pages (including attachments). Appeals should be submitted in electronic form using ARIAL or TIMES NEW ROMAN, 12-point font, and single-spaced. Appeals should use footnotes, not endnotes. Appeals that do not meet these standards may be returned to the Party for correction, but the time for appeal will not be extended unless there is evidence that technical malfunction caused the appeal document not to meet these standards.
Appeals will be decided by Appeal’s Panel, who will be free of conflict of interest and bias, and will not serve as investigator, Title IX Coordinator, or hearing decisionmaker in the same matter.
I. INFORMAL RESOLUTION
Procedures for Entering and Exiting Informal Resolution Process
At any time prior to determining whether Sex-Based Harassment occurred under this Grievance Procedure, including prior to making a Complaint, Parties may instead Purchase’s assistance to resolve allegations of Sex-Based Harassment, and may elect to enter the informal resolution process.
The Parties may voluntarily elect to enter the Purchase’s informal resolution process at any time through an informed written Consent. This informed written Consent will include all terms of the elected informal process, including a statement that any agreement reached through the process is binding on the Parties.
No Party may be required to participate in informal resolution, and Purchase may never condition enrollment, employment, or enjoyment of any other right or privilege upon agreeing to informal resolution.
The Parties may elect to leave the informal resolution process at any point until the informal resolution process is concluded. If a Party elects to leave the informal resolution process, the Grievance Procedure that the Parties paused will continue. In participating in the informal resolution process, the Parties understand that the timeframes governing the Grievance Procedure will temporarily cease, and only reinstate upon reentry into the Grievance Procedure.
Supportive Measures will be available, or continue to be available if already provided, during an informal resolution process, if elected to proceed. The Title IX Coordinator will also, to the extent necessary, take other appropriate prompt and effective steps to ensure that Sex-Based Harassment does not continue or recur within Purchase’s Education Program or Activity.
Notice Prior to Entry into Informal Resolution Process
Before the initiation of an informal resolution process, the Title IX Coordinator must provide to the Parties a written notice that explains:
• The allegations;
• The requirements of the informal resolution process;
• That, prior to agreeing to a resolution, any Party has the right to withdraw from the informal resolution process and to initiate or resume Purchase’s Grievance Procedure;
• That the Parties’ agreement to a resolution at the conclusion of the informal resolution process would preclude the Parties from initiating or resuming Purchase’s Grievance Procedure arising from the same allegations;
• The potential terms that may be requested or offered in an informal resolution agreement, including notice that an informal resolution agreement is binding only on the Parties; and
• What information Purchase will maintain and whether and how Purchase could disclose such information for use in its Grievance Procedure if they are initiated or resumed.
Determination to Approve Entry into Informal Resolution Process
Even where the Parties agree to submit a matter to informal resolution, the Title IX Coordinator or other designated official must approve the decision to move the matter to the informal resolution process and may determine that informal resolution is not appropriate under the circumstances.
Factors that the Title IX Coordinator or other designated official may weigh in considering the appropriateness of the informal resolution process include, but are not limited to, the gravity of the allegations, whether there is an ongoing threat of harm or safety to the campus, whether the Respondent is a repeat offender, whether the alleged conduct would present a future risk of harm to others, and whether the Parties are participating in good faith. This determination is not subject to appeal.
Informal resolution processes may never be applied where the allegations include Sexual Assault: Penetration or the equivalent.
At any time after the commencement of the informal resolution process, the Title IX Coordinator or other designated official may determine that the informal resolution process is not an appropriate method for resolving the matter, and may require that the matter be resolved through the Grievance Procedures. This determination is not subject to appeal.
If informal resolution is approved or denied, Purchase will provide the outcome in writing simultaneously to the Parties. If informal resolution is approved, the Title IX Coordinator shall also provide the information of the facilitator in writing to the Parties in a reasonable timeframe once the facilitator is assigned.
Role of the Facilitator
Informal resolution processes are managed by trained facilitators. All facilitators must not be the same person as the investigator or the/a decisionmaker(s) in Purchase’s Grievance Procedure. Any person designated to facilitate informal resolution must not have a conflict of interest or bias for or against Complainants or Respondents generally or an individual Complainant or Respondent. The Title IX Coordinator may serve as the facilitator, subject to these restrictions.
All facilitators must have specialized training, required by law and regulation. Such training includes:
• Purchase’s obligation to address sex discrimination, including Sex-Based Harassment, in its Education Program or Activity;
• The scope of conduct that constitutes sex discrimination, including Sex-Based Harassment, under Title IX, including the definition of Sex-Based Harassment;
• All applicable notification and information requirements related to parental, family, or marital status, including pregnancy and related conditions, and Purchase’s response to sex discrimination;
• The rules and practices associated with Purchase’s informal resolution process; and
• How to serve impartially, including by avoiding conflicts of interest and bias.
Contents of Informal Resolution Agreements
Potential terms that may be included in an informal resolution agreement between the Parties include but are not limited to:
• Restrictions on contact; and
• Restrictions on the Respondent’s participation in one or more of Purchase’s education programs or activities or attendance at specific events, including restrictions Purchase could have imposed as Remedies or Disciplinary Sanctions had Purchase determined at the conclusion of the Grievance Procedure that Sex-Based Harassment occurred.
Breach of Informal Resolution Agreements
If a Party breaches the resolution or if Purchase has other compelling reasons, such as if it learns of any fraud by a Party in entering into the agreement, Purchase may void the agreement and initiate or resume the Grievance Procedure.
Confidentiality
In entering the informal resolution process, the Parties agree that any testimony and evidence (including admissions of responsibility) they share or receive during the informal resolution process concerning the allegations of the Complaint are confidential while the Parties participate in the informal resolution process. No evidence concerning the allegations obtained within the informal resolution process may be disseminated to any person, provided that any Party to the informal resolution process may generally discuss the allegations under investigation with a parent, friend, advisor, or other source of emotional support, or with an advocacy organization. Should the Parties withdraw from the informal resolution process, information disclosed or obtained for purposes of the informal resolution process may be incorporated into the Grievance Procedure, provided that this information is disclosed and reviewed by the Parties under Purchase’s Grievance Procedure.
Informal Resolution Options
Purchase offers the following informal resolution procedures for addressing Complaints of Sex-Based Harassment described under this Grievance Procedure
Mediation
The purpose of mediation is for the Parties who are in conflict to identify the implications of a Student’s actions and, with the assistance of a trained facilitator, identify points of agreement and appropriate Remedies to address them. Either Party can request mediation to seek resolution; mediation will be used only with the Consent of both Parties, who will be asked not to contact one another during the process. The Title IX Office will also review any request for mediation, and may decline to mediate based on the facts and circumstances of the particular case. Either Party has the right to terminate the mediation process and choose or resume another option for resolution at any time.
The mediation process will typically commence within 10 days after the Title IX Office receives Consent to mediate from both Parties, and has made its determination to allow informal resolution to go forward. Mediation will continue until concluded or terminated by either Party, the facilitator, or the Title IX Office. During mediation, any potential investigation will halt, and calculations for time frames will be stayed. If the mediation results in a resolution, the disciplinary process will be concluded, and the matter will be closed. If a resolution cannot be reached, the matter will be referred to the Student Conduct Officer to re-evaluate other options for resolution, including investigation or proceeding forward with the Grievance Procedure.
During mediation, a facilitator will guide a discussion between the Parties. In circumstances where the Parties do not wish to meet face to face, either Party can request “caucus” mediation, and the facilitator will conduct separate meetings. Whether or not the Parties agree to meet face to face, each Party will be permitted to bring an advisor of their choice to any meetings who may be, but is not required to be, an attorney.
At the conclusion of the mediation, the facilitator will memorialize the agreement that was reached between the Parties. The Title IX Office will monitor adherence to the proposed solution and close the matter when compliance is satisfactory.
XI. Retaliation
When Purchase has information about conduct that reasonably may constitute Retaliation under Title IX or its Grievance Procedure, Purchase is obligated to initiate its Grievance Procedure
Purchase will keep the identity of any individual who has made a report or Complaint of sex discrimination confidential, including the identity of any individual who has made a report or filed a Complaint of Sex-Based Harassment or sex discrimination under Purchase’s Title IX Grievance Procedure, any Complainant, any individual who has been reported to be the perpetrator of sex discrimination, any Respondent, and any witness, except as permitted by the FERPA statute, 20 U.S.C. 1232g, or FERPA regulations, 34 CFR part 99, or as required by law, or to carry out the purposes of 34 CFR part 106, including the conduct of any investigation, hearing, or judicial proceeding under Purchase’s Title IX Grievance Procedure.
No person may intimidate, threaten, coerce, or discriminate against any individual for the purpose of interfering with any right or privilege secured by Title IX of the Education Amendments of 1972 or its implementing regulations.
No person may intimidate, threaten, coerce, or discriminate against any individual because the individual has made a report or Complaint, testified, assisted, or participated or refused to participate in any manner in an investigation, proceeding or hearing under Purchase’s Grievance Procedure.
Any intimidation, threats, coercion, or discrimination, for the purpose of interfering with any right or privilege secured by Title IX or its implementing regulations constitutes Retaliation. This includes any charges filed against an individual for Code of Conduct violations that do not involve sex discrimination or Sex-Based Harassment, but that arise from the same facts or circumstances as a report or Complaint of sex discrimination or a report or Complaint of Sex-Based Harassment.
Complaints alleging Retaliation may be filed according to the grievance procedure for sex discrimination other than sex-based harassment.
1. Introduction
What is the purpose of the Title IX Grievance Policy?
Title IX of the Educational Amendments of 1972 prohibits any person in the United States from being discriminated against on the basis of sex in seeking access to any educational program or activity receiving federal financial assistance. The U.S. Department of Education, which enforces Title IX, has long defined the meaning of Title IX’s prohibition on sex discrimination broadly to include various forms of sexual harassment and sexual violence that interfere with a student’s ability to equally access our educational programs and opportunities.
On May 19, 2020, the U.S. Department of Education issued a Final Rule under Title IX of the Education Amendments of 1972. See, 85 Fed. Reg. 30026 (May 19, 2020). The full text of the Final Rule and its extensive Preamble are available here.
Based on the Final Rule, Purchase College will implement the following Title IX Grievance Policy, effective August 14, 2020.
How does the Title IX Grievance Policy impact other campus disciplinary policies?
In recent years, “Title IX” cases have become a short-hand for any campus disciplinary process involving sex discrimination, including those arising from sexual harassment and sexual assault. But under the Final Rule, Purchase College must narrow both the geographic scope of its authority to act under Title IX and the types of “sexual harassment” that it must subject to its Title IX investigation and adjudication process. Only incidents falling within the Final Rule’s definition of sexual harassment will be investigated and, if appropriate, brought to a live hearing through the Title IX Grievance Policy defined below.
Purchase College remains committed to addressing any violations of its policies, even those not meeting the narrow standards defined under the Title IX Final Rule.
Specifically, our campus has:
- A Student Code of Conduct that defines certain behavior as a violation of campus policy, and a separate Sexual Violence Response Policy that addresses the types of sex-based offenses constituting a violation of campus policy, and the procedures for investigating and adjudicating those sex-based offenses.
To the extent that alleged misconduct falls outside the Title IX Grievance Policy, or misconduct falling outside the Title IX Grievance Policy is discovered in the course of investigating covered Title IX misconduct, the institution retains authority to investigate and adjudicate the allegations under the policies and procedures defined within the Sexual Violence Response Policy through a separate grievance proceeding that can be found here.
The elements established in the Title IX Grievance Policy under the Final Rule have no effect and are not transferable to any other policy of the College for any violation of the Code of Conduct, employment policies, or any civil rights violation except as narrowly defined in this Policy. This Policy does not set a precedent for other policies or processes of the College and may not be cited for or against any right or aspect of any other policy or process.
How does the Title IX Grievance Policy impact the handling of complaints?
Our existing Title IX office and reporting structure remains in place. What has changed is the way our Title IX office will handle different types of reports arising from sexual misconduct, as detailed in full throughout Section 2.
2. The Title IX Grievance Policy
General Rules of Application
Effective Date
The Title IX Grievance Policy will become effective on August 14, 2020, and will only apply to sexual harassment alleged to have occurred on or after August 14, 2020. Incidents of sexual harassment alleged to have occurred before August 14, 2020, will be investigated and adjudicated according to the process in place at the time the incident allegedly occurred.
Revocation by Operation of Law
Should any portion of the Title IX Final Rule, 85 Fed. Reg. 30026 (May 19, 2020), be stayed or held invalid by a court of law, or should the Title IX Final Rule be withdrawn or modified to not require the elements of this policy, this policy, or the invalidated elements of this policy, will be deemed revoked as of the publication date of the opinion or order and for all reports after that date, as well as any elements of the process that occur after that date if a case is not complete by that date of opinion or order publication. Should the Title IX Grievance Policy be revoked in this manner, any conduct covered under the Title IX Grievance Policy shall be investigated and adjudicated under the existing Sexual Violence Response Policy.
Non-Discrimination in Application
The requirements and protections of this policy apply equally regardless of sex, sexual orientation, gender identity, gender expression, or other protected classes covered by federal or state law. All requirements and protections are equitably provided to individuals regardless of such status or status as a Complainant, Respondent, or Witness. Individuals who wish to file a complaint about the institution’s policy or process may contact the Department of Education’s Office for Civil Rights using contact information available on their website.
Definitions
Covered Sexual Harassment
For the purposes of this Title IX Grievance Policy, “covered sexual harassment” includes any conduct on the basis of sex that satisfies one or more of the following:
1. An employee conditioning educational benefits on participation in unwelcome sexual conduct (i.e., quid pro quo);
2. Unwelcome conduct that a reasonable person would determine is so severe, pervasive, and objectively offensive that it effectively denies a person equal access to the educational institution’s education program or activity;
3. Sexual assault (as defined in the Clery Act), which includes any sexual act directed against another person, without the consent of the victim including instances where the victim is incapable of giving consent;
4. Dating violence (as defined in the Violence Against Women Act (VAWA) amendments to the Clery Act), which includes any violence committed by a person: (A) who is or has been in a social relationship of a romantic or intimate nature with the victim; and (B) where the existence of such a relationship shall be determined based on a consideration of the following factors: (i) The length of the relationship; (ii) The type of relationship; (iii) The frequency of interaction between the persons involved in the relationship.
5. Domestic violence (as defined in the VAWA amendments to the Clery Act), which includes any felony or misdemeanor crimes of violence committed by a current or former spouse or intimate partner of the victim, by a person with whom the victim shares a child in common, by a person who is cohabitating with or has cohabitated with the victim as a spouse or intimate partner, by a person similarly situated to a spouse of the victim under New York State’s domestic or family violence laws or by any other person against an adult or youth victim who is protected from that person’s acts under the domestic or family violence laws of New York.
6. Stalking (as defined in the VAWA amendments to the Clery Act), meaning engaging in a course of conduct directed at a specific person that would cause a reasonable person to— (A) fear for their safety or the safety of others; or (B) suffer substantial emotional distress.
Note that conduct that does not meet one or more of these criteria may still be prohibited under the Student Code of Conduct.
Consent
For the purposes of this Title IX Grievance Policy, “consent” means: Affirmative consent is a knowing, and voluntary, and mutual decision among all participants to engage in sexual activity. Consent can be given by words or actions, as long as those words or actions create clear permission regarding willingness to engage in sexual activity. Silence or lack of resistance, in and of itself, does not demonstrate consent. The definition of consent does not vary based upon a participant’s sex, sexual orientation, gender identity, or gender expression. Consent to any sexual act or prior consensual sexual activity between or with any party does not necessarily constitute consent to any other sexual act. Consent is required regardless of whether the person initiating the act is under the influence of drugs and/or alcohol. A more detailed description of Consent and other relevant terms may be found under Glossary and Sanctions.
Education Program or Activity
For the purposes of this Title IX Grievance Policy, Purchase College’s “education program or activity” includes:
- Any on-campus premises
- Any off-campus premises that Purchase College has substantial control over. This includes buildings or property owned or controlled by a recognized student organization.
- Activity occurring within computer and internet networks, digital platforms, and computer hardware or software owned or operated by, or used in the operations of Purchase College’s programs and activities over which the College has substantial control.
Formal Complaint
For the purposes of this Title IX Grievance Policy, “formal complaint” means a document – including an electronic submission - filed by a complainant with a signature or other indication that the complainant is the person filing the formal complaint, or signed by the Title IX Coordinator, alleging sexual harassment against a respondent about conduct within Purchase College’s education program or activity and requesting initiation of the procedures consistent with the Title IX Grievance Policy to investigate the allegation of sexual harassment.
Complainant
For the purposes of this Title IX Grievance Policy, Complainant means any individual who has reported being or is alleged to be the victim of conduct that could constitute covered sexual harassment as defined under this policy.
Relevant Evidence and Questions
“Relevant” evidence and questions refer to any questions and evidence that tends to make an allegation of sexual harassment more or less likely to be true.
“Relevant” evidence and questions do not include the following types of evidence and questions, which are deemed “irrelevant” at all stages of the Title IX Grievance Process:
Evidence and questions about the complainant’s sexual predisposition or prior sexual behavior unless:
- They are offered to prove that someone other than the respondent committed the conduct alleged by the complainant, or
- They concern specific incidents of the complainant’s prior sexual behavior with respect to the respondent and are offered to prove consent. 34 C.F.R. § 106.45(6)(i).
- Evidence and questions that constitute, or seek disclosure of, information protected under a legally-recognized privilege. Legally-recognized privileges include, e.g., attorney-client privilege; doctor-patient privilege, etc.
- Any party’s medical, psychological, and similar records unless the party has given voluntary, written consent. 85 Fed. Reg. 30026, 30294 (May 19, 2020).
Respondent
For the purposes of this Title IX Grievance policy, Respondent means any individual who has been reported to be the perpetrator of conduct that could constitute covered sexual harassment as defined under this policy.
Privacy vs. Confidentiality
Consistent with the Student Code of Conduct, references made to confidentiality refer to the ability of identified confidential resources to not report crimes and violations to law enforcement or college officials without permission, except for extreme circumstances, such as a health and/or safety emergency or child abuse. References made to privacy mean Purchase College offices and employees who cannot guarantee confidentiality but will maintain privacy to the greatest extent possible, and information disclosed will be relayed only as necessary to investigate and/or seek a resolution and to notify the Title IX Coordinator or designee, who is responsible for tracking patterns and spotting systemic issues. Purchase College will limit the disclosure as much as practicable, even if the Title IX Coordinator determines that the request for confidentiality cannot be honored.
Disability Accommodations
This Policy does not alter any institutional obligations under federal disability laws including the Americans with Disabilities Act of 1990, and Section 504 of the Rehabilitation Act of 1973. Parties may request reasonable accommodations for disclosed disabilities to the Title IX Coordinator at any point before or during the Title IX Grievance Process that do not fundamentally alter the Process. The Title IX Coordinator will not affirmatively provide disability accommodations that have not been specifically requested by the Parties, even where the Parties may be receiving accommodations in other institutional programs and activities.
Making a Report Regarding Covered Sexual Harassment to the Institution
Any person may report sex discrimination, including sexual harassment (whether or not the person reporting is the person alleged to be the victim of conduct that could constitute sex discrimination or sexual harassment), in person, by mail, by telephone, or by electronic mail, using the contact information listed for the Title IX Coordinator, or by any other means that results in the Title IX Coordinator receiving the person’s verbal or written report.
Contact Information for the Title IX Investigator:
Name: Lisa Miles-Boyce
Title: CDO/Title IX Coordinator
Office Address: 735 Anderson Hill Road, Student Services Building, Purchase, NY 10577
Email Address:lisa.milesboyce@purchase.edu
Telephone Number: (914) 251-5992
Such a report may be made at any time (including during non-business hours) by using the telephone number or electronic mail address, or by mail to the office address listed for the Title IX Coordinator.
Confidential Reporting
The following Officials will provide privacy, but not confidentiality, upon receiving a report of conduct prohibited under this policy:
Community Standards: (914) 251- 6033 or saf.conduct@purchase.edu
Human Resources: (914) 251-6090 or human.resources@purchase.edu
University Police: (914) 251-6911 or upd@purchase.edu
The following Officials may provide confidentiality:
Health Services: (914) 251-6380 or hse@purchase.edu
Wellness Center: (914) 251-6665 or wellness@purchase.edu
Counseling Center: (914) 251-6390 or COU.counseling.center@purchase.edu
Victims’ Advocate: Catherine Vanbomel
Employee Assistance Coordinator: EAP@purchase.edu
Non-Investigatory Measures Available Under the Title IX Grievance Policy
Supportive Measures
Complainants (as defined above), who report allegations that could constitute covered sexual harassment under this policy, have the right to receive supportive measures from Purchase College regardless of whether they desire to file a complaint, which may include academic accommodations, residence and housing accommodations, or disciplinary/safety accommodations as appropriate. Supportive measures are non-disciplinary and non-punitive.
As appropriate, supportive measures may include, but not be limited to:
- counseling
- extensions of deadlines or other course-related adjustments
- modifications of work or class schedules
- campus escort services
- restrictions on contact between the parties (no contact orders)
- changes in work or housing locations
- leaves of absence
- increased security and monitoring of certain areas of the campus
See 85 Fed. Reg. 30401.
Emergency Removal
Purchase College retains the authority to remove a respondent from Purchase College’s program or activity on an emergency basis, where Purchase College (1) undertakes an individualized safety and risk analysis and (2) determines that an immediate threat to the physical health or safety of any student or other individual arising from the allegations of covered sexual harassment justifies a removal.
A review and assessment of the circumstances that warranted the emergency removal will be conducted to consider potential risk or harm to the parties involved.
If Purchase College determines such removal is necessary, the respondent will be provided notice and an opportunity to challenge the decision immediately following the removal. Challenges to emergency removals are heard by the Office of the Vice President of Student Affairs. A decision regarding the removal must be made within five (5) businesses days of being disputed.
Administrative Leave
Purchase College retains the authority to place a non-student employee respondent on administrative leave during the Title IX Grievance Process, consistent with the Policy on Sexual Harassment.
The Title IX Grievance Process
Filing a Formal Complaint
The timeframe for the Title IX Grievance Process begins with the filing of a Formal Complaint. The Grievance Process will be concluded within a reasonably prompt manner, and no longer than ninety (90) business days after the filing of the Formal Complaint, provided that the Process may be extended for a good reason, including but not limited to the absence of a party, a party’s advisor, or a witness; concurrent law enforcement activity; or the need for language assistance or accommodation of disabilities. The procedure for applying for extensions is described below.
To file a Formal Complaint, a complainant must provide the Title IX Coordinator a written, signed complaint describing the facts alleged. Complainants are only able to file a Formal Complaint under this Policy if they are currently participating in, or attempting to participate in, the education programs or activities of Purchase College, including as an employee. For complainants who do not meet this criteria, the College will utilize existing policy in the Sexual Violence Response Policy.
If a complainant does not wish to make a Formal Complaint, the Title IX Coordinator may determine a Formal Complaint is necessary. Purchase College will inform the complainant of this decision in writing, and the complainant need not participate in the process further but will receive all notices issued under this Policy and Process.
Nothing in the Title IX Grievance Policy or the Student Code of Conduct or the Sexual Violence Response Policy prevents a complainant from seeking the assistance of state or local law enforcement alongside the appropriate on-campus process.
Informal Resolution
A complainant who files a Formal Complaint may elect, at any time, to address the matter through the Institution’s Informal Resolution Process. All Parties to a Formal Complaint must agree to enter the Informal Resolution Process through an informed written consent. Information about this Process is available here.
Multi-Party Situations
The institution may consolidate Formal Complaints alleging covered sexual harassment against more than one respondent, or by more than one complainant against one or more respondents, or by one party against the other party, where the allegations of covered sexual harassment arise out of the same facts or circumstances.
Determining Jurisdiction
The Title IX Coordinator will determine if the instant Title IX Grievance Process should apply to a Formal Complaint. The Process will apply when all of the following elements are met, in the reasonable determination of the Title IX Coordinator:
1. The conduct is alleged to have occurred on or after August 14, 2020;
2. The conduct is alleged to have occurred in the United States;
3. The conduct is alleged to have occurred in Purchase College’s education program or activity; and
4. The alleged conduct, if true, would constitute covered sexual harassment as defined in this policy.
If all of the elements are met, Purchase College will investigate the allegations according to the Grievance Process.
Allegations Potentially Falling Under Two Policies
If the alleged conduct, if true, includes conduct that would constitute covered sexual harassment and conduct that would not constitute covered sexual harassment, the Title IX Grievance Process will be applied to investigation and adjudication of only the allegations that constitute covered sexual harassment.
Mandatory Dismissal
If any one of these elements are not met, the Title IX Coordinator will notify the parties that the Formal Complaint is being dismissed for the purposes of the Title IX Grievance Policy. Each party may appeal this dismissal using the procedure outlined in “Appeals,” below.
Discretionary Dismissal
The Title IX Coordinator may dismiss a Formal Complaint brought under the Title IX Grievance Policy, or any specific allegations raised within that Formal Complaint, at any time during the investigation or hearing, if:
- A complainant notifies the Title IX Coordinator in writing that they would like to withdraw the Formal Complaint or any allegations raised in the Formal Complaint;
- The respondent is no longer enrolled or employed by Purchase College; or,
- If specific circumstances prevent Purchase College from gathering evidence sufficient to reach a determination regarding the Formal Complaint or allegations within the Formal Complaint.
Any party may appeal a dismissal determination using the process set forth in “Appeals,” below.
Notice of Dismissal
Upon reaching a decision that the Formal Complaint will be dismissed, the institution will promptly send written notice of the dismissal of the Formal Complaint or any specific allegation within the Formal Complaint, and the reason for the dismissal, simultaneously to the parties through their institutional email accounts. It is the responsibility of parties to maintain and regularly check their email accounts.
Notice of Removal
Upon dismissal for the purposes of Title IX, Purchase College retains discretion to utilize the Sexual Violence Response Policy to determine if a violation of the Sexual Violence Response Policy has occurred. If so, Purchase College will promptly send written notice of the dismissal of the Formal Complaint under the Title IX Grievance Process and removal of the allegations to the conduct process.
Notice of Allegations
The Title IX Coordinator will draft and provide the Notice of Allegations to any party to the allegations of sexual harassment. Such notice will occur as soon as practicable, after the institution receives a Formal Complaint of the allegations, if there are no extenuating circumstances.
The parties will be notified by their institutional email accounts if they are a student or employee, and by other reasonable means if they are neither.
The institution will provide sufficient time for the parties to review the Notice of Allegations and prepare a response before any initial interview.
The Title IX Coordinator may determine that the Formal Complaint must be dismissed on the mandatory grounds identified above, and will issue a Notice of Dismissal. If such a determination is made, any party to the allegations of sexual harassment identified in the Formal Complaint will receive the Notice of Dismissal in conjunction with, or in separate correspondence after, the Notice of Allegations.
Contents of Notice
The Notice of Allegations will include the following:
- Notice of the institution’s Title IX Grievance Process including, the informal resolution policy.
- Notice of the allegations potentially constituting covered sexual harassment, and sufficient details known at the time the Notice is issued, such as the identities of the parties involved in the incident, if known, including the complainant; the conduct allegedly constituting covered sexual harassment; and the date and location of the alleged incident, if known.
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A statement that the respondent is presumed not responsible for the alleged conduct and that a determination regarding responsibility is made at the conclusion of the grievance process.
A statement that the parties may have an advisor of their choice, who may be, but is not required to be, an attorney, as required under 34 C.F.R. § 106.45(b)(5)(iv); - A statement that before the conclusion of the investigation, the parties may inspect and review evidence obtained as part of the investigation that is directly related to the allegations raised in the Formal Complaint, including the evidence upon which the institution does not intend to rely in reaching a determination regarding responsibility, and evidence that both tends to prove or disprove the allegations, whether obtained from a party or other source, as required under 34 C.F.R. § 106.45(b)(5)(vi);
- In accordance with Section B.1 of the Student Code of Conduct, students may not provide false information about themselves or any other person.
Ongoing Notice
If, in the course of an investigation, the institution decides to investigate allegations about the complainant or respondent that are not included in the Notice of Allegations and are otherwise covered “sexual harassment” falling within the Title IX Grievance Policy, the institution will notify the parties whose identities are known of the additional allegations by their institutional email accounts or other reasonable means.
The parties will be provided sufficient time to review the additional allegations to prepare a response before any initial interview regarding those additional charges.
Advisor of Choice and Participation of Advisor of Choice
Purchase College will provide the parties equal access to advisors and support persons; any restrictions on advisor participation will be applied equally.
The Purchase College has a long-standing practice of requiring students to participate in the process directly and not through an advocate or representative. Students participating as Complainant or Respondent in this process may be accompanied by an Advisor of Choice to any meeting or hearing to which they are required or are eligible to attend. The Advisor of Choice is not an advocate. Except where explicitly stated by this Policy, as consistent with the Final Rule, Advisors of Choice shall not participate directly in the process as per standard policy and practice of Purchase College.
Purchase College will not intentionally schedule meetings or hearings on dates where the Advisors of Choice for all parties are not available, provided that the Advisors act reasonably in providing available dates and work collegially to find dates and times that meet all schedules.
Purchase College’s obligations to investigate and adjudicate in a prompt timeframe under Title IX and other college policies apply to matters governed under this Policy, and Purchase College cannot agree to extensive delays solely to accommodate the schedule of an Advisor of Choice. The determination of what is reasonable shall be made by the Title IX Coordinator or designee. Purchase College will not be obligated to delay a meeting or hearing under this process more than five (5) days due to the unavailability of an Advisor of Choice, and may offer the party the opportunity to obtain a different Advisor of Choice or utilize one provided by Purchase College.
Notice of Meetings and Interviews
Purchase College will provide, to a party whose participation is invited or expected, written notice of the date, time, location, participants, and purpose of all hearings, investigative interviews, or other meetings with a party, with sufficient time for the party to prepare to participate.
Delays
Each party may request a one-time delay in the Grievance Process of up to five (5) days for good cause (granted or denied in the sole judgment of the Title IX Coordinator, Director of Student Conduct, or designee) provided that the requestor provides reasonable notice and the delay does not overly inconvenience other parties.
For example, a request to take a five day pause made an hour before a hearing for which multiple parties and their advisors have traveled to and prepared for shall generally not be granted, while a request for a five day pause in the middle of investigation interviews to allow a party to obtain certain documentary evidence shall generally be granted.
The Director of Student Conduct shall have sole judgment to grant further pauses in the Process.
Investigation
General Rules of Investigations
The Title IX Coordinator and/or the Title IX investigator will perform an investigation under a reasonably prompt timeframe of the conduct alleged to constitute covered sexual harassment after issuing the Notice of Allegations.
Purchase College and not the parties, has the burden of proof and the burden of gathering evidence, i.e. the responsibility of showing a violation of this Policy has occurred. This burden does not rest with either party, and either party may decide not to share their account of what occurred or may decide not to participate in an investigation or hearing. This does not shift the burden of proof away from Purchase College and does not indicate responsibility.
Purchase College cannot access, consider, or disclose medical records without a waiver from the party (or parent, if applicable) to whom the records belong or of whom the records include information. Purchase College will provide an equal opportunity for the parties to present witnesses, including fact and expert witnesses, and other inculpatory and exculpatory evidence, (i.e. evidence that tends to prove and disprove the allegations) as described below.
Inspection and Review of Evidence
Prior to the completion of the investigation, the parties will have an equal opportunity to inspect and review the evidence obtained through the investigation. The purpose of the inspection and review process is to allow each party the equal opportunity to meaningfully respond to the evidence prior to conclusion of the investigation.
Evidence that will be available for inspection and review by the parties will be any evidence that is directly related to the allegations raised in the Formal Complaint. It will include any:
1. Evidence that is relevant, even if that evidence does not end up being relied upon by the institution in making a determination regarding responsibility;
2. inculpatory or exculpatory evidence (i.e. evidence that tends to prove or disprove the allegations) that is directly related to the allegations, whether obtained from a party or other source.
All parties must submit any evidence they would like the investigator to consider prior to when the parties’ time to inspect and review evidence begins. See, 85 Fed. Reg. 30026, 30307 (May 19, 2020).
The institution will send the evidence made available for each party and each party’s advisor, if any, to inspect and review through an electronic format or a hard copy. The Institution is not under an obligation to use any specific process or technology to provide the evidence and shall have the sole discretion in terms of determining format and any restrictions or limitations on access.
The parties will have ten (10) business days to inspect and review the evidence and submit a written response by email to the investigator. The investigator will consider the parties’ written responses before completing the Investigative Report.
The College will provide the parties up to ten (10) business days to provide a response, after which the investigator will not be required to accept a late submission. Investigator has 10 business days to generate a report or, alternatively, may provide the parties with written notice extending the investigation for up to 15 business days and explaining the reason for the extension.
Any evidence subject to inspection and review will be available at any hearing, including for purposes of cross-examination.
The parties and their advisors must sign an agreement not to disseminate any of the evidence subject to inspection and review or use such evidence for any purpose unrelated to the Title IX grievance process. See, 85 Fed. Reg. 30026, 30435 (May 19, 2020).
The parties and their advisors agree not to photograph or otherwise copy the evidence. See, 85 Fed. Reg. 30026, 30435 (May 19, 2020).
Inclusion of Evidence Not Directly Related to the Allegations
Evidence obtained in the investigation that is determined in the reasoned judgment of the investigator not to be directly related to the allegations in the Formal Complaint will not be disclosed, or may be appropriately redacted before the parties’ inspection to avoid disclosure of personally identifiable information of a student. Any evidence obtained in the investigation that is kept from disclosure or appropriately redacted will be documented in a “privilege log” that may be reviewed by the parties and their advisors, if any. See, 85 Fed. Reg. 30026, 30438 (May 19, 2020).
Investigative Report
The Title IX Coordinator and/or Title IX investigator will create an Investigative Report that fairly summarizes relevant evidence, and will provide that Report to the parties at least ten (10) business days prior the hearing in an electronic format or a hard copy for each party’s review and written response.
The Investigative Report is not intended to catalog all evidence obtained by the investigator, but only to provide a fair summary of that evidence.
Only relevant evidence (including both inculpatory and exculpatory – i.e. tending to prove and disprove the allegations - relevant evidence) will be referenced in the Investigative Report.
The investigator may redact irrelevant information from the Investigative Report when that information is contained in documents or evidence that is/are otherwise relevant. See, 85 Fed. Reg. 30026, 30304 (May 19, 2020).
Hearing
General Rules of Hearings
Purchase College will not issue a disciplinary sanction arising from an allegation of covered sexual harassment without holding a live hearing, unless otherwise resolved through an informal resolution process.
The live hearing may be conducted with all parties physically present in the same geographic location, or, at Purchase College’s discretion, any or all parties, witnesses, and other participants may appear at the live hearing virtually through Zoom. This technology will enable participants simultaneously to see and hear each other. At its discretion, Purchase College may delay or adjourn a hearing based on technological errors not within a party’s control.
All proceedings will be recorded through audio recording That recording or transcript will be made available to the parties for inspection and review.
Prior to obtaining access to any evidence, the parties and their advisors must sign an agreement not to disseminate any of the testimony heard or evidence obtained in the hearing or use such testimony or evidence for any purpose unrelated to the Title IX Grievance Process. Once signed, this Agreement may not be withdrawn See, 85 Fed. Reg. 30026, 30435 (May 19, 2020).
Continuances or Granting Extensions
Purchase College may determine that multiple sessions or a continuance (i.e. a pause on the continuation of the hearing until a later date or time) is needed to complete a hearing. If so, Purchase College will notify all participants and endeavor to accommodate all participants’ schedules and complete the hearing as promptly as practicable.
Newly-Discovered Evidence
As a general rule, no new evidence or witnesses may be submitted during the live hearing.
If a party identifies new evidence or witnesses that were not reasonably available prior to the live hearing and could affect the outcome of the matter, the party may request that such evidence or witnesses be considered at the live hearing.
The presiding Hearing Officer will consider this request and make a determination regarding (1) whether such evidence or witness testimony was actually unavailable by reasonable effort prior to the hearing, and (2) whether such evidence or witness testimony could affect the outcome of the matter. The party offering the newly-discovered evidence or witness has the burden of establishing these questions by the preponderance of the evidence.
If the hearing officer answers in the affirmative to both questions, then the parties will be granted a reasonable pause in the hearing to review the evidence or prepare for questioning of the witness.
Participants in the Live Hearing
Live hearings are not public, and the only individuals permitted to participate in the hearing are as follows:
Complainant and Respondent (The Parties)
- The parties cannot waive the right to a live hearing.
- The institution may still proceed with the live hearing in the absence of a party, and may reach a determination of responsibility in their absence, including through any evidence gathered that does not constitute a “statement” by that party. 85 Fed. Reg. 30026, 30361 (May 19, 2020).
- For example, A verbal or written statement constituting part or all of the sexual harassment itself is not a “prior statement” that must be excluded if the maker of the statement does not submit to cross-examination about that statement. In other words, a prior statement would not include a document, audio recording, audiovisual reading, and digital media, including but not limited to text messages, emails, and social media postings, that constitute the conduct alleged to have been the act of sexual harassment under the formal complaint. See, OCR Blog (May 22, 2020).
- Purchase College will not threaten, coerce, intimidate or discriminate against the party in an attempt to secure the party’s participation. See 34 C.F.R. § 106.71; see also 85 Fed. Reg. 30026, 30216 (May 19, 2020).
- The hearing officer cannot draw an inference about the determination regarding responsibility based solely on a party’s absence from the live hearing or refusal to answer cross examination or other questions. See 34 C.F.R. §106.45(b)(6)(i).
- The parties shall be subject to the institution’s Rules of Decorum.
The Hearing Officer
- The hearing body can consist of a single decision maker or a three panel member hearing board.
- No member of the hearing body will also have served as the Title IX Coordinator, Title IX investigator, or advisor to any party in the case, nor may any member of the hearing body serve on the appeals body in the case.
- No member of the hearing body will have a conflict of interest or bias in favor of or against complainants or respondents generally, or in favor or against the parties to the particular case.
- The hearing body will be trained on topics including how to serve impartially, issues of relevance, including how to apply the rape shield protections provided for complainants, and any technology to be used at the hearing.
- The parties will have an opportunity to raise any objections regarding a decision-maker’s actual or perceived conflicts of interest or bias at the commencement of the live hearing.
Advisor of Choice
- The parties have the right to select an advisor of their choice, who may be, but does not have to be, an attorney.
- The advisor of choice may accompany the parties to any meeting or hearing they are permitted to attend, but may not speak for the party, except for the purpose of cross-examination.
- The parties are not permitted to conduct cross-examination; it must be conducted by the advisor. As a result, if a party does not select an advisor, the institution will select an advisor to serve in this role for the limited purpose of conducting the cross-examination at no fee or charge to the party.
- The advisor is not prohibited from having a conflict of interest or bias in favor of or against complainants or respondents generally, or in favor or against the parties to the particular case.
- The advisor is not prohibited from being a witness in the matter.
- If a party does not attend the live hearing, the party’s advisor may appear and conduct cross-examination on their behalf. 85 Fed. Reg. 30026, 30340 (May 19, 2020).
- If neither a party nor their advisor appear at the hearing, Purchase College will provide an advisor to appear on behalf of the non-appearing party. See, 85 Fed. Reg. 30026, 30339-40 (May 19, 2020).
- Advisors shall be subject to the institution’s Rules of Decorum, and may be removed upon violation of those Rules.
Witnesses
- Witnesses cannot be compelled to participate in the live hearing, and have the right not to participate in the hearing free from retaliation. See, 85 Fed. Reg. 30026, 30360 (May 19, 2020).
- If a witness does not submit to cross-examination, as described below, the decision-maker cannot rely on any statements made by that witness in reaching a determination regarding responsibility, including any statement relayed by the absent witness to a witness or party who testifies at the live hearing. 85 Fed. Reg. 30026, 30347 (May 19, 2020).
- Witnesses shall be subject to the institution’s Rules of Decorum.
Hearing Procedures
For all live hearings conducted under this Title IX Grievance Process, the procedure will be as follows:
- Hearing Officer will open and establish rules and expectations for the hearing;
- The Parties will each be given the opportunity to provide opening statements;
- Hearing Officer will ask questions of the Parties and Witnesses;
- Parties will be given the opportunity for live cross-examination after the Hearing Officer conducts its initial round of questioning; During the Parties’ cross-examination, the Hearing Officer will have the authority to pause cross-examination at any time for the purposes of asking the Hearing Officer follow up questions; and any time necessary in order to enforce the established rules of decorum.
- Should a Party or the Party’s Advisor choose not to cross-examine a Party or Witness, the Party shall affirmatively waive cross-examination through a written or oral statement to the Hearing Officer. A Party’s waiver of cross-examination does not eliminate the ability of the Hearing Officer to use statements made by the Party.
Live Cross-Examination Procedure
Each party’s advisor will conduct live cross-examination of the other party or parties and witnesses. During this live-cross examination the advisor will ask the other party or parties and witnesses relevant questions and follow-up questions, including those challenging credibility directly, orally, and in real time.
Before any cross-examination question is answered, Hearing Officer will determine if the question is relevant. Cross-examination questions that are duplicative of those already asked, including by Hearing Officer may be deemed irrelevant if they have been asked and answered.
Review of Transcript/Recording
The transcript of the hearing will be available for review by the parties within ten (10) business days, unless there are any extenuating circumstances. The transcript of the hearing will not be provided to parties or advisors of choice.
Determination Regarding Responsibility
Standard of Proof
Purchase College uses the preponderance of the evidence standard for investigations and determinations regarding responsibility of formal complaints covered under this Policy. This means that the investigation and hearing determines whether it is more likely than not that a violation of the Policy occurred.
General Considerations for Evaluating Testimony and Evidence
While the opportunity for cross-examination is required in all Title IX hearings, determinations regarding responsibility may be based in part, or entirely, on documentary, audiovisual, and digital evidence, as warranted in the reasoned judgment of the Decision-maker.
Decision-makers shall not draw inferences regarding a party or witness’ credibility based on the party or witness’ status as a complainant, respondent, or witness, nor shall it base its judgments in stereotypes about how a party or witness would or should act under the circumstances.
Generally, credibility judgments should rest on the demeanor of the party or witness, the plausibility of their testimony, the consistency of their testimony, and its reliability in light of corroborating or conflicting testimony or evidence.
Still, credibility judgments should not rest on whether a party or witness’ testimony is non-linear or incomplete, or if the party or witness is displaying stress or anxiety.
Decision makers will afford the highest weight relative to other testimony to first-hand testimony by parties and witnesses regarding their own memory of specific facts that occurred. Both inculpatory and exculpatory (i.e. tending to prove and disprove the allegations) evidence will be weighed in equal fashion.
Except where specifically barred by the Title IX Final Rule, a witness’ testimony regarding third-party knowledge of the facts at issue will be allowed, but will generally be accorded lower weight than testimony regarding direct knowledge of specific facts that occurred.
The Final Rule requires that Purchase College allow parties to call “expert witnesses” for direct and cross examination. Purchase College does not provide for expert witnesses in other proceedings. While the expert witness will be allowed to testify and be crossed as required by the Final Rule, the decision-maker will be instructed to afford lower weight to non-factual testimony of the expert relative to fact witnesses, and any expert testimony that is not directed to the specific facts that occurred in the case will be afforded lower weight relative to fact witnesses, regardless of whether the expert witness testimony is the subject of cross examination and regardless of whether all parties present experts as witnesses.
The Final Rule requires that Purchase College allow parties to call character witnesses to testify. If accurate: Purchase College does not provide for character witnesses in other proceedings. While the character witnesses will be allowed to testify and be crossed as required by the Final Rule, the decision-maker will be instructed to afford very low weight to any non-factual character testimony of any witness.
The Final Rule requires that Purchase College admit and allow testimony regarding polygraph tests (“lie detector tests”) and other procedures that are outside of standard use in academic and non-academic conduct processes. While the processes and testimony about them will be allowed to testify and be crossed as required by the Final Rule, the decision-maker will be instructed to afford lower weight to such processes relative to the testimony of fact witnesses.
Where a party or witness’ conduct or statements demonstrate that the party or witness is engaging in retaliatory conduct, including but not limited to witness tampering and intimidation, the {Decision-maker} may draw an adverse inference as to that party or witness’ credibility.
Components of the Determination Regarding Responsibility
The written Determination Regarding Responsibility will be issued simultaneously to all parties through their institution email account, or other reasonable means as necessary. The Determination will include:
1. Identification of the allegations potentially constituting covered sexual harassment;
2. A description of the procedural steps taken from the receipt of the formal complaint through the determination, including any notifications to the parties, interviews with parties and witnesses, site visits, methods used to gather other evidence, and hearings held;
3.Findings of fact supporting the determination;
4.Conclusions regarding which section of the Student Code of Conduct, if any, the respondent has or has not violated.
For each allegation:
A statement of, and rationale for, a determination regarding responsibility;
A statement of, and rationale for, any disciplinary sanctions the recipient imposes on the respondent; and
A statement of, and rationale for, whether remedies designed to restore or preserve equal access to the recipient’s education program or activity will be provided by the recipient to the complainant; and
The recipient’s procedures and the permitted reasons for the complainant and respondent to appeal (described below in “Appeal”).
Timeline of Determination Regarding Responsibility
If there are no extenuating circumstances, the determination regarding responsibility will be issued by Purchase College within ten (10) business day of the completion of the hearing.
Finality
The determination regarding responsibility becomes final either on the date that the institution provides the parties with the written determination of the result of the appeal, if an appeal is filed consistent with the procedures and timeline outlined in “Appeals” below, or if an appeal is not filed, the date on which the opportunity to appeal expires.
Appeals
Each party may appeal (1) the dismissal of a formal complaint or any included allegations and/or (2) a determination regarding responsibility. To appeal, a party must submit their written appeal within five (5) business days of being notified of the decision, indicating the grounds for the appeal.
The limited grounds for appeal available are as follows:
- Procedural irregularity that affected the outcome of the matter (i.e. a failure to follow the institution’s own procedures);
- New evidence that was not reasonably available at the time the determination regarding responsibility or dismissal was made, that could affect the outcome of the matter;
- The Title IX Coordinator, investigator(s), or decision-maker(s) had a conflict of interest or bias for or against an individual party, or for or against complainants or respondents in general, that affected the outcome of the matter.
- The College may add other grounds for appeal, e.g. severity of sanctions.
The submission of appeal stays any sanctions for the pendency of an appeal. Supportive measures and remote learning opportunities remain available during the pendency of the appeal.
If a party appeals, the institution will as soon as practicable notify the other party in writing of the appeal, however the time for appeal shall be offered equitably to all parties and shall not be extended for any party solely because the other party filed an appeal.
Appeals may be no longer than 5 pages (including attachments). Appeals should be submitted in electronic form using Arial or Times New Roman, 12 point font, and single-spaced. Appeals should use footnotes, not endnotes. Appeals that do not meet these standards may be returned to the party for correction, but the time for appeal will not be extended unless there is evidence that technical malfunction caused the appeal document not to meet these standards.
Appeals will be decided by the hearing board, who will be free of conflict of interest and bias, and will not serve as investigator, Title IX Coordinator, or hearing decisionmaker in the same matter.
The outcome of appeal will be provided in writing simultaneously to both parties, and include rationale for the decision.
Retaliation
Purchase College will keep the identity of any individual who has made a report or complaint of sex discrimination confidential, including the identity of any individual who has made a report or filed a Formal Complaint of sexual harassment under this Title IX Grievance Policy, any Complainant, any individual who has been reported to be the perpetrator of sex discrimination, any Respondent, and any witness, except as permitted by the FERPA statute, 20 U.S.C. 1232g, or FERPA regulations, 34 CFR part 99, or as required by law, or to carry out the purposes of 34 CFR part 106, including the conduct of any investigation, hearing, or judicial proceeding under this Title IX Grievance Policy.
No person may intimidate, threaten, coerce, or discriminate against any individual for the purpose of interfering with any right or privilege secured by Title IX of the Education Amendments of 1972 or its implementing regulations.
No person may intimidate, threaten, coerce, or discriminate against any individual because the individual has made a report or complaint, testified, assisted, or participated or refused to participate in any manner in an investigation, proceeding or hearing under this Title IX Grievance Policy.
Any intimidation, threats, coercion, or discrimination, for the purpose of interfering with any right or privilege secured by Title IX or its implementing regulations constitutes retaliation. This includes any charges filed against an individual for code of conduct violations that do not involve sex discrimination or sexual harassment, but that arise from the same facts or circumstances as a report or complaint of sex discrimination or a report or Formal Complaint of sexual harassment. A bystander acting in good faith or a reporting individual acting in good faith who discloses any incident of domestic violence, dating violence, stalking, or sexual assault to Purchase College officials or law enforcement will not be subject to Purchase College code-of-conduct action for violations of alcohol and/or drug use policies occurring at or near the time of the commission of the domestic violence, dating violence, stalking, or sexual assault. For more information, please see the Purchase College Amnesty Policy.
Complaints alleging retaliation may be filed according to the grievance procedure for sex discrimination.
For Non-Title IX related Discrimination, Harassment, and/or Retaliation, SUNY Procedure 6501
will apply instead.
Summary
The State University of New York University (“SUNY”) is committed to maintaining a learning and
workplace environment free from sexual harassment, sex-based harassment and unlawful
discrimination. In its continuing effort to seek equity in education and employment, and in support of
Federal and State anti-discrimination legislation, SUNY has adopted this complaint procedure for the
prompt and equitable investigation and resolution of allegations of unlawful discrimination on the basis
of age, race, creed, color, national origin, sexual orientation, gender identity or expression, military
status, sex, disability, predisposing genetic characteristics, familial status, marital status, domestic
violence victim status, criminal conviction, or any other characteristic protected by applicable state or
federal law. Harassment on the basis of the above protected categories is one form of unlawful
discrimination. SUNY will take steps to prevent discrimination and harassment, to prevent the
recurrence of discrimination and harassment, and to remedy its discriminatory effects on the victim(s)
and others, if appropriate. Sex discrimination includes sexual harassment and sexual and interpersonal
violence and may be addressed under this policy or the campus’ Title IX of the Education Amendments
of 1972 (“Title IX”), depending on whether the alleged conduct meets the definition found at 34 C.F.R.
§ 106.2. Retaliation against a person who files a complaint, serves as a witness, or assists or
participates in any manner in this procedure is strictly prohibited and may result in disciplinary action.
Process
Applicability
SUNY’s Discrimination Procedures have three different tracks, and may be used by any student or
employee, applicants for employment, interns, whether paid or unpaid, volunteers, contractors and
persons conducting business with SUNY, as well as other third parties who are participating in a
SUNY-sponsored program or activity. Complaints alleging Title IX Sex-Based Harassment involving
students will be investigated and adjudicated in accordance with the applicable University’s campus
Title IX Grievance Procedure. Employee grievance procedures established through negotiated
contracts, academic grievance procedures, student disciplinary processes, and any other procedures
defined by policy or contract will generally operate independently from this procedure but may be used
to give effect to findings where appropriate. For complaints that do not need to be investigated and
adjudicated in accordance with the University’s Title IX Grievance Procedure for conduct between
students, campuses may always elect to immediately refer allegations at the outset of the process to the
appropriate office (human resources, student conduct, etc.) for resolution in accordance with applicable
campus policies and procedures. Human Resources and/or Employee/Labor Relations must be notified
of complaints involving employees at the onset of the processes described in this procedure.
Furthermore, this procedure does not in any way deprive a complainant of the right to file with
outside enforcement agencies including, without limitation, the New York State Division of Human
Rights (“SDHR”), the Equal Employment Opportunity Commission (“EEOC”), the Office for Civil
Rights of the United States Department of Education (“OCR”), and the Office of Federal Contract
Compliance Programs of the United States Department of Labor (OFCCP).
All campuses must use this procedure unless the campus has made an application for an exception.
Requests for an exception, along with a copy of the requesting campus’s discrimination complaint
procedure, must be filed with the SUNY Office of General Counsel. The request for an exception will
be acted upon by the General Counsel (or their designee) after a review of the campus’s complaint
procedure. The AAO on each University campus and the AAO for the SUNY System Office, who
receives any complaint of alleged discrimination, shall inform the complainant about the complaint
process and other options to resolve the issue, assist the complainant in the use of the complaint form
and understanding the nature of the incident, and provide the complainant with information about
various internal and external mechanisms through which the complaint may be filed, including
applicable time limits for filing with each agency.
All distributed and published versions of this procedure must contain the name or title, office address,
email address, and telephone number of the individual with whom to file a complaint for each campus
location, and for System Administration.
There are three tracks for procedures based on affiliation of the respondent and of the applicable
law(s):
• Procedures for all non-Title IX Discrimination Complaints, which is contained in SUNY
Procedure 6501, available here: https://www.suny.edu/sunypp/documents.cfm?doc_id=451
• Procedures for all Title IX Discrimination Complaints that Do Not Involve Sex-Based
Harassment and for claims of Title IX Retaliation, available below, and
• Procedures for all Title IX Sex-Based Harassment Complaints involving Employee-Respondents, also available below.
Definitions Applicable to Title IX Sex Discrimination and Sex-Based Harassment
Admission means selection for part-time, full-time, special, associate, transfer, exchange, or any
other enrollment, membership, or matriculation in or at an education program or activity operated
by SUNY.
Campus shall be used for State-Operated campuses and System Administration.
Consent means a knowing, voluntary, and mutual decision among all participants to engage in
sexual activity. Consent can be given by words or actions, as long as those words or actions create
clear permission regarding willingness to engage in the sexual activity. Silence or lack of
resistance, in and of itself, does not demonstrate Consent. The definition of Consent does not vary
based upon a participant’s sex, sexual orientation, gender identity, or gender expression.
Complainant means:
(1) a Student or employee who is alleged to have been subjected to conduct that could
constitute sex discrimination or Sex-Based Harassment as defined in these Grievance
Procedure and who was participating or attempting to participate in SUNY’s Education
Program or Activity; or
(2) a person other than a Student or employee who is alleged to have been subjected to
conduct that could constitute sex discrimination or Sex-Based Harassment under these
Grievance Procedures and who was participating or attempting to participate in
SUNY’s Education Program or Activity at the time of the alleged sex discrimination
or Sex-Based Harassment.
Complaint means an oral or written request to SUNY that objectively can be understood as a
request for SUNY to investigate and make a determination about alleged sex discrimination or
Sex-Based Harassment at the institution.
Confidential Employee means:
(1) an employee of SUNY whose communications are privileged under Federal or State
law. The employee’s confidential status is only with respect to information received
while the employee is functioning within the scope of their duties to which privilege or
confidentiality applies;
(2) an employee of SUNY whom the institution has designated as confidential for the
purpose of providing services to persons related to sex discrimination or Sex-Based
Harassment. If the employee also has a duty not associated with providing those
services, the employee’s confidential status is only with respect to information received about sex discrimination or Sex-Based Harassment in connection with providing those
services; or
(3) an employee of SUNY who is conducting an Institutional Review Board-approved
human-subjects research study designed to gather information about sex discrimination
or Sex-Based Harassment. The employee’s confidential status is only with respect to
information received while conducting the study.
Disciplinary Sanctions means consequences imposed on a student Respondent following a
determination under this Grievance Procedure that the Respondent violated SUNY’s prohibition
on sex discrimination or Sex-Based Harassment.
Discrimination on the Basis of Sex Under Title IX means discrimination on the basis of sex, sex
stereotypes, sex characteristics, pregnancy or related conditions, sexual orientation, and gender
identity.
Education Program or Activity means any academic, extracurricular, research, occupational
training, or other Education Program or Activity operated by SUNY that receives Federal financial
assistance.
Party means Complainant or Respondent.
Peer Retaliation means Retaliation by a Student against another Student.
Relevant means related to the allegations of sex discrimination and Sex-Based Harassment under
investigation as part of these Grievance Procedures. Questions are Relevant when they seek
evidence that may aid in showing whether the alleged sex discrimination or Sex-Based Harassment
occurred, and evidence is Relevant when it may aid a decisionmaker in determining whether the
alleged sex discrimination or Sex-Based Harassment occurred.
Remedies means measures provided, as appropriate, to a Complainant or any other person SUNY
identifies as having had their equal access to SUNY’s Education Program or Activity limited or
denied by Sex-Based Harassment. These measures are provided to restore or preserve that person’s
access to SUNY’s Education Program or Activity after SUNY determines that sex discrimination
or Sex-Based Harassment occurred.
Respondent means a person who is alleged to have violated SUNY’s prohibition on sex
discrimination Sex-Based Harassment.
Retaliation means intimidation, threats, coercion, or discrimination by any person at SUNY, a
Student, or an employee or other person authorized by SUNY to provide aid, benefit, or service
under SUNY’s Education Program or Activity, for the purpose of interfering with any right or
privileged secured by Title IX, or because the person has reported information, made a Complaint,
testified, assisted or participated or refused to participate in any manner in an investigation under
these Grievance Procedure.
Sex-Based Harassment means sexual harassment and other harassment on the basis of sex,
including harassment because of gender identity, sexual orientation, sex characteristics, sex
stereotypes, and/or pregnancy and other conditions, that is:
(1) Quid pro quo harassment. An employee, agent or other person authorized by SUNY’s
Education Program or Activity explicitly or impliedly conditioning the provision of
such an aid, benefit, or service on a person’s participation in unwelcome sexual
conduct;
(2) Hostile Environment harassment. Unwelcome sex-based conduct that, based on the
totality of the circumstances, is subjectively and objectively offensive and is so severe
or pervasive that it limits or denies a person’s ability to participate in or benefit from
SUNY’s Education Program or Activity (i.e., creates a Hostile Environment). Whether
a Hostile Environment has been created is a fact-specific inquiry that includes
consideration of the following: (i) the degree to which the conduct affected the
Complainant’s ability to access SUNY’s Education Program or Activity; (ii) the type,
frequency, and duration of the conduct; (iii) the Parties’ ages, roles within SUNY’s
Education Program or Activity, previous interactions and other factors about each Party
that may be Relevant to evaluating the effects of the conduct; (iv) the location of the
conduct and the context in which the conduct occurred; and (v) other Sex-Based
Harassment in SUNY’s Education Program or Activity;
(3) Sexual Assault (as defined in the Clery Act, 20 U.S.C. 1092(f)) means any sexual act
directed against another person, without the Consent of the victim, including instances
where the victim is incapable of giving Consent;
(4) Dating Violence (as defined in the Violence Against Women Act (VAWA)
Reauthorization of 2022 and the VAWA Amendments to the Clery Act) means any
violence committed by a person: (A) who is or has been in a social relationship of a
romantic or intimate nature with the victim; and (B) Where the existence of such a
relationship shall be determined based on a consideration of the following factors: (i)
The length of the relationship; (ii)the type of relationship; and (iii) the frequency of
interaction between the persons involved in the relationship.
(5) Domestic Violence means any felony or misdemeanor crime committed by a person
who: (A) is a current or former partner of the victim under the family or Domestic
Violence laws of New York, or a person similarly situated to a spouse of the victim;
(B) is cohabitating, or has cohabitated, with the victim as a spouse or intimate partner;
(C) shared a child in common with the victim; or (D) commits acts against a youth or
adult victim who is protected from those acts under the family or Domestic Violence
laws of New York; or
(6) Stalking means engaging in a course of conduct directed at a specific person that would
cause a reasonable person to: (A) fear for the person’s safety or the safety of others; or
(B) suffer substantial emotional distress.
Student means a person who has gained Admission.
Supportive Measures means individualized measures offered as appropriate, as reasonably
available, without unreasonably burdening a Complainant or Respondent, not for punitive or
disciplinary reasons, and without fee or charge to the Complainant or Respondent to: (1) restore
or preserve that Party’s access to SUNY’s Education Program or Activity, including measured that
are designed to protect the safety of the Parties or SUNY’s educational environment; or (2) provide
support during SUNY’s Grievance Procedures for Sex Discrimination and Sex-Based Harassment.
Title IX Procedures
I. Provisions Applying to Both Title IX Related Procedures
Effective Date
These Procedures apply to incidents that occur on or after August 1, 2024. Any incidents reported
under these Procedures that occurred on or before July 31, 2024, will be processed through the
institution’s 2020 Title IX Grievance Policy and other applicable policies at the time when the
reported incident occurred.
Should any portion of the 2024 Title IX Final Rule (89 Fed. Reg. 33474 (Apr. 29, 2024)), be stayed
or held invalid by a court of law, or if the 2024 Title IX Final Rule is withdrawn or modified to
not require elements of these Grievance Procedures, these Grievance Procedures in their entirety,
or the invalidated elements of these Procedures, they will be deemed revoked as of the publication
date of the opinion or order from the Court and for all reports after that date, as well as any elements
of the process that occur after that date if a case is not complete by the date of the opinion or order
publication by the Court. If these Procedures are revoked in this manner, any conduct covered
under these Procedures shall be investigated and adjudicated under the previous 2020 Title IX
Grievance Policy at the local institutional level and/or the local institution’s student Code of
Conduct and/or Sexual Misconduct Policies and/or procedures, as applicable. SUNY will update
these Grievance Procedures as soon as practicable to reflect any court rulings or changes that
invalidate parts of these Grievance Procedures, if applicable.
Scope of Procedures
SUNY has adopted grievance procedures that provide for the prompt and equitable resolution of
sex discrimination and sex-based harassment Complaints made by students, employees, or other
individuals who are participating or attempting to participate in its Education Program or Activity,
or by the Title IX Coordinator, alleging any action that would be prohibited by Title IX or the Title
IX regulations.
Sex discrimination, as defined by Title IX, includes discrimination on the basis of sex, sex
stereotypes, sex characteristics, pregnancy or related conditions, sexual orientation, and gender
identity.
Title IX’s prohibition on sex discrimination includes sex-based harassment in the form of quid pro
quo harassment, hostile environment harassment, and four specific offenses (sexual assault, dating
violence, domestic violence, and stalking). For the prompt and equitable resolution of Complaints
of sex-based harassment involving a student Respondent, the institution will utilize the local
institution’s Sex-Based Harassment Grievance Procedure for students and student respondents.
Jurisdiction of Procedure
This Procedure applies to all sex discrimination and sex-based harassment involving employee
respondents occurring under SUNY’s Education Program or Activity in the United States.
Conduct that occurs under SUNY’s Education Program or Activity includes but is not limited to
conduct that occurs in a building owned or controlled by a student organization that is officially
recognized by a Campus and conduct that is subject to the Campus’s disciplinary authority.
SUNY has an obligation to address a sex-based hostile environment under its Education Program
or Activity, even when some conduct alleged to be contributing to the hostile environment
occurred outside the recipient’s Education Program or Activity or outside the United States.
In the limited circumstances in which Title IX permits different treatment or separation on the
basis of sex, SUNY must not carry out such different treatment or separation in a manner that
discriminates on the basis of sex by subjecting a person to more than de minimis harm, except as
permitted by law.
Allegations Potentially Falling Under More Than One Policy or Procedure
If the alleged conduct, if true, includes conduct that would constitute sex discrimination as covered
by these procedures, and/or sex-based harassment complaints against an employee respondent
under these procedures, as well as conduct not covered by these procedures, the Title IX Grievance
Procedures will be applied to investigation and adjudication of only the allegations that constitute
sex discrimination, retaliation and/or sex-based harassment involving employee-respondents
covered under these procedures, and any other conduct will be referred to other appropriate
policies and procedures of the institution for appropriate evaluation, investigation and
determination.
Disability Accommodations
Generally
These Procedures do not alter any institutional obligations under federal and state disability laws,
including the Americans with Disabilities Act of 1990, and Section 504 of the Rehabilitation Act
of 1973. Parties may request reasonable accommodations for disclosed disabilities to the Title IX
Coordinator at any point before or during the Title IX Grievance Procedures that do not
fundamentally alter the Procedures. The Title IX Coordinator will not affirmatively provide
disability accommodations that have not been specifically requested by the Parties, even where the
Parties may be receiving accommodations in other institutional programs and activities.
Supportive Measures
If the Complainant or Respondent discloses a disability, the Title IX Coordinator may consult, as
appropriate, with the campus’s Office for Student Accommodations to provide support to students
with disabilities to determine how to comply with Section 504 of the Rehabilitation Act of 1973
and/or other applicable laws in the implementation of any supportive measures. In the case of
employees, the Title IX Coordinator will work with SUNY’s Office of Human Resources to
provide appropriate reasonable accommodations as necessary under employment laws.
Reporting Sex Discrimination to the Institution
Complaints
Complaints may be submitted in person, by mail, by telephone, or by electronic mail, using the
contact information listed for the Title IX Coordinator, or by any other means that results in the
Title IX Coordinator receiving the person’s verbal or written report.
The campus will display the contact information for their Title IX Coordinator directly on their
website and in their local procedures, if any, which will include the Title IX Coordinator’s name,
title, office address, email address, and telephone number, as demonstrated below:
Name: Lisa Miles-Boyce
Title: Chief Diversity Officer/Title IX Coordinator
Office Address: Student Services Building
Email Address: lisa.milesboyce@purchase.edu
Telephone Number: 914-251-5992
The following people have a right to make a Complaint of Sex Discrimination, including Complaints of sex-based harassment, requesting that SUNY investigate and make a determination about alleged discrimination under Title IX:
-
A “Complainant,” which includes: a student or employee of SUNY who is alleged to
have been subjected to conduct that could constitute sex discrimination under Title IX;
or -
A person other than a student or employee of SUNY who is alleged to have been
subjected to conduct that could constitute sex discrimination under Title IX at a time
when that individual was participating or attempting to participate in SUNY Education
Program or Activity; -
A parent, guardian, or other authorized legal representative with the legal right to act
on behalf of a Complainant; or SUNY Title IX Coordinator.
With respect to Complaints of Sex Discrimination Other than Sex-Based Harassment, in addition
to the people listed above, the following persons have a right to make a Complaint:
- Any student or employee of SUNY; or
-
Any person other than a student or employee who was participating or attempting to
participate in SUNY’s Education Program or Activity at the time of the alleged sex
discrimination.
Types of Complaints that may be addressed under these Grievance Procedures include, but are not
limited to, sex discrimination other than sex-based harassment, such as:
- Complaints of retaliation;
- Complaints of sex discrimination that do not involve sex-based harassment;
-
Complaints regarding failure to make reasonable modifications to policies, practices or
procedures as necessary to ensure equal access and prevent sex discrimination on the
basis of parental, family or marital status, including pregnancy or related conditions;
or - Complaints that SUNY’s policies or procedures discriminate on the basis of sex.
Title IX Coordinator Initiated Complaints: In the absence of a Complaint or the withdrawal of any
or all of the allegations in a Complaint, and in the absence or termination of an informal resolution
process, the Title IX Coordinator must determine whether to initiate a Complaint of sex-based
harassment. This determination is fact-specific, and the Title IX Coordinator must consider:
- The Complainant’s request not to proceed with the initiation of a Complaint;
- The Complainant’s reasonable safety concerns regarding initiation of a Complaint;
-
The risk that additional acts of sex-based harassment would occur if a Complaint were not
initiated; -
The severity of the alleged sex-based harassment, including whether the sex-based
harassment, if established, would require the removal of a Respondent from campus or
imposition of another disciplinary sanction to end the sex-based harassment and prevent
its recurrence; -
The age and relationship of the Parties, including whether the Respondent is an employee
of the recipient; -
The scope of the alleged sex-based harassment, including information suggesting a pattern,
ongoing sex-based harassment, or sex-based harassment alleged to have impacted multiple
individuals; -
The availability of evidence to assist a decisionmaker in determining whether sex-based
harassment occurred; and -
Whether SUNY could end the alleged sex-based harassment and prevent its recurrence
without initiating these grievance procedures.
If after considering these and other relevant factors, the Title IX Coordinator determines that the
conduct as alleged presents as an imminent and serious threat to the health or safety of the
Complainant or other person, or that the conduct as alleged prevents SUNY from ensuring equal
access on the basis of sex to its Education Program or Activity, the Title IX Coordinator may
initiate a Complaint.
If the Title IX Coordinator does initiate the Complaint after making this determination, the Title IX Coordinator must notify the Complainant prior to doing so and appropriately address reasonable concerns about the Complainant’s safety or the safety of others, including by providing supportive measures.
Confidential Reports
The following officials at SUNY Campuses will provide privacy, but not confidentiality, upon
receiving a report of conduct prohibited by Title IX:
- Title IX Coordinator or designee(s);
- Officials with Authority to institute corrective measures under Title IX;
- All employees not designated as confidential under the Procedures.
The following officials at SUNY Campuses may provide confidentiality:
- Counselors at the Psychological Counseling Center on campus;
- Employees in the Student Health Center;
-
Others that may be designated by the institution on the local level in accordance with
the applicable definitions.
Is there a particular format that the Complaint needs to be in?
A Complaint can be an oral or written request to a Campus that objectively can be understood as
a request for the Campus to investigate and make a determination about alleged Sex
Discrimination, Sex-Based Harassment and/or retaliation under Title IX at the institution.
Who can I report a Complaint to?
Any reports of Sex Discrimination or Sex-Based Harassment or Retaliation under Title IX may be
made directly to the Title IX Coordinator, whose contact information is listed in these Grievance
Procedures. There are other ways in which a Party may report a Complaint.
SUNY requires that any employee who is not a Confidential Employee and who either has
authority to institute corrective measures on behalf of the campus or has responsibility for
administrative leadership, teaching, or advising in SUNY’s education program or activity must
notify the Title IX Coordinator when the employee has information about conduct that reasonably
may constitute sex discrimination, including Sex-Based Harassment.
All other SUNY employees who are not Confidential Employees and are not employees as
identified above are required to notify the Title IX Coordinator when the employee has information
about conduct that reasonably may constitute sex-discrimination, including Sex-Based
Harassment.
Note: If an employee has personally been subject to conduct that reasonably may constitute sex
discrimination or sex-based harassment under Title IX or any institutional policy or these
Grievance Procedures, these requirements do not apply to an employee reporting a personal
Complaint.
What is the timeframe for a Campus to evaluate if the Title IX Coordinator is initiating an
investigation under this Grievance Procedure?
The Title IX Coordinator must evaluate whether the Complaint falls under these Grievance
Procedures within seven (7) business days after the Complaint is made and must issue the Notice
of Allegations as soon as practicable after the Complaint is evaluated. If there are any delays or
extensions, the Title IX Coordinator must appropriately notice the Parties in writing, on a case-bycase basis, with good cause and the rationale for the extension or delay.
Can I make a Complaint and request initiation of these Grievance Procedures even if I have made
a complaint to law enforcement?
Yes. A Campus has an obligation to appropriately evaluate all Complaints, regardless of whether
there is a concurrent Complaint before law enforcement. This process is an administrative process
that is different from the criminal justice process.
Multi-Party Situations and Consolidation of Complaints
A Campus may consolidate Complaints alleging sex discrimination, Sex-Based Harassment and/or
Retaliation against more than one Respondent, or by more than one Complainant against one or
more Respondents, or by one Party against the other Party, where the allegations of sex
discrimination, Sex-Based Harassment or retaliation arise out of the same facts or circumstances.
When more than one Complainant or more than one Respondent is involved, references below to
a Party, Complainant, or Respondent include the plural, as applicable.
SUNY can consider factors when making this fact-specific determination, which include, but are
not limited to:
-
The facts and circumstances of the particular Complaints when deciding whether to
consolidate, including the toll of separate proceedings on the Parties; and - Any risks to the fairness of the investigation or outcome.
Supportive and Interim Measures
Providing Supportive Measures
Complainants who report allegations of sex discrimination, sex-based harassment and/or
retaliation have the right to receive supportive measures from a Campus regardless of whether
they file a Complaint. Supportive measures are non-disciplinary and non-punitive. Supportive
measures may vary depending upon what is reasonably available at a Campus.
As appropriate, supportive measures may include but not be limited to:
- Counseling services;
- Extensions of deadlines or other course-related adjustments;
- Modifications of work or class schedules;
- Campus escort services, as available;
- Restrictions on contact applied to one or more Parties (no contact orders)
-
changes in class, work, housing, or extracurricular or any other activity,
regardless of whether there is or is not a comparable alternative; - Leaves of absence;
- Increased security and monitoring of certain areas of the campus; or
- Training and education programs related to sex-based harassment.
Supportive measures must not unreasonably burden either Party and must be designed to protect
the safety of the Parties or SUNY’s educational environment, or to provide support during a
Campus’s grievance procedures.
The Campus may modify or terminate supportive measures at the conclusion of grievance
procedures or may continue them beyond that point within its discretion.
The Campus will not disclose information about any supportive measures to persons other than
the person to whom they apply, including informing one Party of supportive measures provided to
another Party, unless necessary to provide the supportive measure or restore or preserve a Party’s
access to SUNY’s Education Program or Activity, or there is an exception that applies, including,
without limitation:
-
The Campus has obtained prior written consent from a person with the legal right to
consent to the disclosure; -
When the information is disclosed to an appropriate third-party with the legal right to
receive disclosures on behalf of the person whose personally identifiable information is at
issue; -
To carry out the purpose of the policy when it is necessary to address conduct that
reasonably may constitute sex discrimination, sex-based harassment, and/or retaliation
under Title IX in SUNY’s Education Program or Activity; -
As required by Federal law, federal regulations, or the terms and conditions of a federal
award; or -
To the extent such disclosures are not otherwise in conflict with Title IX, when required
by State or local law, or when permitted under the Family Educational Rights and
Privacy Act (FERPA) (20 U.S.C. 1232g, or its implementing regulations, 34 CFR Part
99).
Process for Review of Supportive Measures
SUNY provides for a Complainant or Respondent to seek modification or reversal of its decision
to provide, deny, modify or terminate a supportive measure.
This review will be done by an impartial employee of the Campus, who did not make the
challenged decision on the original supportive measure request. The impartial employee of who
makes this determination will have the authority to modify or reverse the decision if that impartial
employee determines that the decision to provide, deny, modify or terminate the supportive
measure was inconsistent with the procedure as outlined above for providing supportive measures
in accordance with the Title IX regulations.
Parties are only allowed to challenge their own individual supportive measures. Challenges by one
Party will not be heard to supportive measures afforded to the opposite Party, unless that supportive
measure directly impacts the Party making such challenge (e.g., two-way no contact orders).
Emergency Removal
SUNY retains the authority to remove a Respondent from its Education Program or Activity on an
emergency basis, where the Campus (1) undertakes an individualized safety and risk analysis, and
(2) determines that an imminent and serious threat to the health or safety of a Complainant or any
students, employees, or other persons arising from the allegations of sex discrimination, sex-based
harassment and/or retaliation justifies removal. For any SUNY employee, this will be consistent
with current Human Resource policy or practice and provisions of any applicable collective
bargaining agreement.
The Campus will provide the Respondent with notice and an opportunity to challenge the decision
immediately following the removal. The Respondent must provide any challenge to the Campus
within 2 business days of receipt of the emergency removal, in writing. The Campus will hear the
challenge within 3 business days of receipt of the challenge to the emergency removal. SUNY will
issue a decision within 2 business days of hearing the challenge.
Note: The individual who hears the challenge to the removal determination should not be involved
in any decision regarding responsibility or appeal of that decision regarding responsibility.
Administrative Leave or Alternate Assignment
SUNY retains the authority to place a non-student employee Respondent on alternate assignment
during the Title IX Grievance Procedures, consistent with current Human Resource policy or
practice and the applicable collective bargaining agreement.
Note on Student employees and Sex-Based Harassment: when a Complainant or Respondent is
both a student and an employee of SUNY, the Campus must make a fact-specific inquiry to
determine whether these procedures apply to that student employee. If the Complainant or
Respondent’s primary relationship with SUNY is to receive an education and whether the alleged
sex-based harassment occurred while the Party was performing employment-related work.
Dismissal of a Complaint
Bases for Dismissal
A Campus may dismiss a Complaint of sex discrimination for any of the following reasons:
- The Campus is unable to identify the Respondent after taking reasonable steps to do so;
-
The Respondent is not participating in SUNY’s Education Program or Activity and is not
employed by the Campus; -
The Complainant voluntarily withdraws any or all of the allegations in the Complaint, the
Title IX Coordinator declines to initiate a Complaint under the bases described in these
procedures, and the Campus determines that, without the Complainant’s withdrawn
allegations, the conduct that remains alleged in the Complaint, if any, would not constitute
sex discrimination, sex-based harassment, and/or retaliation under Title IX or these
grievance procedures even if proven; or -
The Campus determines that the conduct alleged in the Complaint, even if proven, would
not constitute sex discrimination, sex-based harassment, and/or retaliation under Title IX
or these procedures. Note: the Campus must make reasonable efforts to clarify the
allegations with the Complainant before dismissing under this basis.
Notice of Dismissal
Upon dismissal, the Campus will promptly notify the Complainant of the basis for the dismissal. If
the dismissal occurs after the Respondent has been notified of the allegations, then SUNY will also
notify the Respondent of the dismissal and the basis for the dismissal promptly following
notification to the Complainant, or simultaneously if notification is in writing.
The Campus will notify the Complainant that a dismissal may be appealed and will provide the
Complainant with an opportunity to appeal the dismissal of a Complaint. If the dismissal occurs after
the Respondent has been notified of the allegations, then the Campus will also notify the Respondent
that the dismissal may be appealed. Dismissals may be appealed on the following bases:
- Procedural irregularity that would change the outcome;
-
New evidence that would change the outcome and that was not reasonably available when
the dismissal was made; and -
The Title IX Coordinator, investigator, or decisionmaker had a conflict of interest or bias for
or against Complainants or Respondents generally or the individual Complainant or
Respondent that would change the outcome.
Appeal rights must also be outlined in any notification of dismissal of a Complaint, as outlined
below.
Appeal of Dismissals and Determinations
SUNY offers the following process for appeals from a dismissal of a complaint or a determination
whether sex discrimination, sex-based harassment and/or retaliation occurred:
A. If the dismissal of a complaint or determination is appealed, the Campus will:
-
Notify the Parties of any appeal, including notice of the allegations, if notice was not
previously provided to the Respondent; - Implement appeal procedures equally for the Parties;
-
Ensure that the decisionmaker for the appeal did not take part in an investigation of the
allegations or dismissal of the Complaint; -
Ensure that the decisionmaker for the appeal has been trained consistent with the Title IX
regulations; -
Provide the Parties a reasonable and equal opportunity to make a statement in support of,
or challenging, the outcome; and - Notify the Parties of the result of the appeal and the rationale for the result.
B. When a Complaint is dismissed, the Campus will, at a minimum:
- Offer supportive measures to the Complainant as appropriate.
-
If the Respondent has been notified of the allegations, offer supportive measures to the
Respondent as appropriate; and -
Take other prompt and effective steps, as appropriate, through the Title IX Coordinator to
ensure that sex discrimination does not continue or recur within SUNY’s Education
Program or Activity.
The submission of appeal stays (or pauses) any sanctions for the pendency (or duration while the
appeal is being deliberated and decided upon) of an appeal. Supportive measures and remote
learning opportunities remain available during the pendency of the appeal.
If a Party appeals, the Campus will as soon as practicable notify the other Party in writing of the
appeal, however the time for appeal shall be offered equitably to all Parties and shall not be
extended for any Party solely because the other Party filed an appeal.
Appeals will be decided by the local institution’s appeal decisionmaker or decision-making body,
who will be free of conflict of interest and bias, and will not serve as investigator, Title IX
Coordinator, or hearing decisionmaker in the same matter.
The outcome of the appeal will be provided in writing simultaneously to both Parties and include
rationale for the decision. Decisions relating to an appeal shall take up to fourteen (14) business
days from the date of submission of the appeal. The determination of the Appeal Decision-making
Body is final.
Evidence and Evidentiary Standards
Standard of Proof
SUNY uses the preponderance of the evidence standard of proof to determine whether or not sex
discrimination, Sex-Based Harassment or retaliation occurred. This means that the investigation
and hearing determine whether it is more likely than not that alleged sex discrimination, sex-based
harassment, and/or retaliation occurred.
Relevant Evidence
Evidence is Relevant when it is related to the allegations of sex discrimination, Sex-Based
Harassment or retaliation under investigation as part of this Grievance Procedure.
Questions are Relevant when they seek evidence that may aid in showing whether the alleged sex
discrimination, Sex-Based Harassment or retaliation occurred, and evidence is Relevant when it
may aid a decisionmaker in determining whether the alleged sex discrimination, Sex-Based
Harassment or retaliation occurred.
Relevant but Always Impermissible Evidence
The following types of evidence, and questions seeking that evidence, are impermissible (i.e., will
not be accessed or considered, except by SUNY to determine whether one of the exceptions listed
below applies; will not be disclosed; and will not otherwise be used), regardless of whether they
are relevant:
-
Evidence that is protected under a privilege recognized by Federal or State law or evidence
provided to a confidential employee, unless the person to whom the privilege or
confidentiality is owed has voluntarily waived the privilege or confidentiality; -
A Party’s or witness’s records that are made or maintained by a physician, psychologist,
or other recognized professional or paraprofessional in connection with the provision of
treatment to the Party or witness, unless the Campus obtains that Party’s or witness’s
voluntary, written consent for use in its grievance procedure; and -
Evidence that relates to the Complainant’s sexual interests or prior sexual conduct, unless
evidence about the Complainant’s prior sexual conduct is offered to prove that someone
other than the Respondent committed the alleged conduct or is evidence about specific
incidents of the Complainant’s prior sexual conduct with the Respondent that is offered to
prove consent to the alleged sex discrimination or sex-based harassment. The fact of prior
consensual sexual conduct between the Complainant and Respondent does not by itself
demonstrate or imply the Complainant’s consent to the alleged sex discrimination or sexbased harassment or preclude determination that sex discrimination or sex-based
harassment occurred.
Retaliation
SUNY prohibits retaliation, including peer retaliation, in its Education Program or Activity. No
person may intimidate, threaten, coerce, or discriminate against any individual for the purpose of
interfering with any right or privilege secured by Title IX of the Education Amendments of 1972
or its implementing regulations.
No person may intimidate, threaten, coerce, or discriminate against any individual because the
individual has made a report or Complaint, testified, assisted, or participated or refused to
participate in any manner in an investigation, proceeding or hearing under SUNY’s Grievance
Procedures.
Any intimidation, threats, coercion, or discrimination, for the purpose of interfering with any right
or privilege secured by Title IX or its implementing regulations constitutes Retaliation. This
includes any charges filed against an individual for Code of Conduct violations that do not involve
sex discrimination or Sex-Based Harassment, but that arise from the same facts or circumstances
as a report or Complaint of sex discrimination or a report or Complaint of Sex-Based Harassment.
Upon receiving a Complaint alleging retaliation or upon receiving information about conduct that
reasonably may constitute retaliation under Title IX, the Campus will initiate the appropriate
grievance procedure.
The Campus will keep the identity of any individual who has made a report or Complaint of sex
discrimination confidential, including the identity of any individual who has made a report or filed
a Complaint of Sex-Based Harassment or sex discrimination under SUNY or the Campus’s Title
IX Grievance Procedure, any Complainant, any individual who has been reported to be the
perpetrator of sex discrimination, any Respondent, and any witness, except as permitted by the
FERPA statute, 20 U.S.C. 1232g, or FERPA regulations, 34 CFR part 99, or as required by law,
or to carry out the purposes of 34 CFR part 106, including the conduct of any investigation,
hearing, or judicial proceeding under SUNY’s Title IX Grievance Procedure.
II. Track 1: The Title IX Grievance Procedure for Sex Discrimination Other than Sex-Based
Harassment for Students and Employees, Title IX Retaliation for Students and
Employees, and Sex-Based Harassment Occurring Between Employees
Basic Requirements
a) Equitable Treatment: SUNY will treat Complainants and Respondents equitably.
b) Conflicts and Bias: SUNY requires that any Title IX Coordinator, investigator, or
decisionmaker not have a conflict of interest or bias for or against Complainants or
Respondents generally or an individual Complainant or Respondent. A decisionmaker may be
the same person as the Title IX Coordinator or investigator.
c) Presumption: SUNY presumes that the Respondent is not responsible for the alleged sex
discrimination until a determination is made at the conclusion of its Grievance Procedure.
d) Reasonably Prompt Timeframes: SUNY has established timeframes for the major stages of the
grievance procedures: Evaluation (i.e., the decision whether to dismiss or investigate a
Complaint shall take up to seven (7) business days; investigation shall take up to forty-five
(45) business days; determination shall take up to fourteen (14) business days; and appeal shall
take up to fourteen (14) business days.
e) Extensions: SUNY has also established the following process that allows for the reasonable
extension of timeframes on a case-by-case basis for good cause with notice to the Parties that
includes the reason for the delay. Any delay will be provided to both parties in writing.
f) Privacy: SUNY will take reasonable steps to protect the privacy of the Parties and witnesses
during its grievance procedure. These steps will not restrict the ability of the Parties to obtain
and present evidence, including by speaking to witnesses; consult with their family members,
confidential resources, or advisors; or otherwise prepare for or participate in the grievance
procedure. The Parties cannot engage in retaliation, including against witnesses.
g) Objectivity: SUNY will objectively evaluate all evidence that is relevant and not otherwise
impermissible including both inculpatory and exculpatory evidence. Credibility
determinations will not be based on a person’s status as a Complainant, Respondent, or witness.
h) Impermissible Evidence: Impermissible evidence, and questions seeking that evidence, are not
allowed under the 2024 Title IX regulations (i.e., will not be accessed or considered, except by
SUNY to determine whether one of the exceptions listed below applies; will not be disclosed;
and will not otherwise be used), regardless of whether they are relevant.
Written Notice of Allegations
Upon initiation of SUNY’s Title IX grievance procedures, SUNY will notify the Parties of the
following:
- SUNY’s Title IX grievance procedure;
-
Sufficient information available at the time to allow the Parties to respond to the
allegations, including the identities of the Parties involved in the incident(s), the conduct
alleged to constitute sex discrimination, sex-based harassment, and/or retaliation, and the
date(s) and location(s) of the alleged incident(s); - That Retaliation is prohibited; and
-
The Parties are entitled to an equal opportunity to access an accurate description of this
evidence. The Parties are entitled to an equal opportunity to access the relevant and not
otherwise impermissible evidence upon the request of any Party.
If, in the course of an investigation, SUNY decides to investigate additional allegations of sex
discrimination by the Respondent toward the Complainant that are not included in the notice
provided or that are included in a Complaint that is consolidated, SUNY will notify the Parties of
the additional allegations.
Investigation
SUNY will provide for adequate, reliable, and impartial investigation of Complaints. The burden
is on the Campus—not on the Parties—to conduct an investigation that gathers sufficient evidence
to determine whether sex discrimination occurred.
The Campus will provide an equal opportunity for the Parties to present fact witnesses and other
inculpatory and exculpatory evidence that is relevant and not otherwise impermissible.
The Campus will review all evidence gathered through the investigation and determine what
evidence is relevant and what evidence is impermissible regardless of relevance.
The Campus will provide an equal opportunity to access an accurate description of this evidence
to each Party in the form of an investigative report. The Campus will also provide the Parties with an equal opportunity to access the relevant and not otherwise impermissible underlying evidence
in the Investigative Report, upon the request of any Party.
The Title IX Coordinator and/or investigator designated by the Title IX Coordinator and the
Human Resources Officer and/or their designee, will provide each Party and their advisors of
choice with a reasonable opportunity to respond to the investigative report. Both Parties will have
the opportunity to respond to the investigative report prior to a decision.
The Investigative Report is not intended to catalog all evidence obtained by the investigator, but
only to provide a fair summary of the relevant evidence. Only relevant evidence will be referenced
in the Investigative Report. The investigator may redact irrelevant information from the
Investigative Report when that information is contained in documents or evidence that is/are
otherwise relevant.
The Campus will take reasonable steps to prevent and address the Parties’ unauthorized disclosure
of information and evidence obtained solely through the grievance procedures. Disclosures of such
information and evidence for purposes of administrative proceedings or litigation related to the
Complaint of sex discrimination are authorized.
Questioning Parties and Witnesses to Aid in Evaluating Allegations and Assessing Credibility
When a Party or witness’s credibility is in dispute, and such dispute is relevant to evaluating one
or more allegations of sex discrimination, the investigator and/or decisionmaker must have an
opportunity to question any party or witness whose credibility is in dispute in a live meeting.
The investigator/decisionmaker will question Parties and witnesses to adequately assess a Party’s
or witness’s credibility to the extent credibility is both in dispute and Relevant to evaluating one
or more allegations of sex discrimination. This will occur during individual meetings with a Party
or witness.
Any questioning of the Respondent that is a SUNY employee will occur in conjunction with
Human Resources or employee/labor relations office and consistent with the applicable collective
bargaining agreement.
Determination Regarding Responsibility
Following an investigation and evaluation of all relevant and not otherwise impermissible
evidence, the Campus will:
-
Use the preponderance of the evidence standard of proof to determine whether sex
discrimination occurred. The standard of proof requires the decisionmaker to evaluate
relevant and not otherwise impermissible evidence for its persuasiveness. If the
decisionmaker is not persuaded by the evidence, under the applicable standard, that sex
discrimination occurred, whatever the quantity of the evidence is, the decisionmaker will
not determine that sex discrimination occurred. -
Notify the Parties in writing of the determination whether sex discrimination occurred
under Title IX, including the rationale for such determination, and the procedures and
permissible bases for the Complainant and Respondent to appeal, if applicable; -
Not impose discipline on a Respondent for sex discrimination prohibited by Title IX unless
there is a determination at the conclusion of the grievance procedure that the Respondent
engaged in prohibited sex discrimination. -
If there is a determination that sex discrimination occurred, the Title IX Coordinator will,
as appropriate:
o Coordinate the provision and implementation of remedies to a Complainant and
other people the Campus identifies as having had equal access to SUNY’s
Education Program or Activity limited or denied by sex discrimination, sex-based
harassment, or retaliation;
o Coordinate the imposition of any disciplinary sanctions on a Student Respondent,
including notification to the Complainant of any such disciplinary sanctions; and
o Take other appropriate prompt and effective steps to ensure that sex discrimination
does not continue or recur within SUNY’s Education Program or Activity.
- Comply with the grievance procedure before the imposition of any disciplinary sanctions against a student Respondent; and
-
Not discipline a Party, witness, or others participating in the grievance procedure for
making a false statement or for engaging in consensual sexual conduct based solely on
the determination whether sex discrimination occurred. -
Additionally, for employees both not in a collective bargaining unit and in a collective
bargaining unit, discipline will not be communicated in this determination. This
determination will only include the finding and referral to the president or designee for
further disciplinary action under the appropriate Human Resources policies and/or
procedures and applicable collective bargaining agreements.
o For employees (including student employees) not in a collective bargaining unit: The
president or designee may take such administrative action as they deem appropriate
under their authority as the chief administrative officer of the college, including but
not limited to, termination, demotion, reassignment, suspension, reprimand, or
training.
o For employees in collective bargaining units: The president or designee may
determine that sufficient information exists to refer the matter to their designee for
disciplinary action, or other action as may be appropriate under the applicable
collective bargaining agreement. Potential outcomes may include a reprimand,
suspension, termination, training, fine, demotion, or informal or formal counseling.
III. Track 2: Procedure for Sex-Based Harassment Complaints by Student Complainants
Against Employee-Respondents
Basic Requirements of the Grievance Procedure
The Campus is required to:
- Treat Complainants and Respondents equitably;
-
Ensure that any person designated by the Campus as a Title IX Coordinator, investigator,
or decisionmaker does not have a conflict of interest or bias for or against Complainants or
Respondents generally or an individual Complainant or Respondent; -
Establish reasonably prompt timeframes for the major stages of this Grievance Procedure,
including a process that allows for the reasonable extension of timeframes on a case-bycase basis for good cause with notice to the Parties that includes the reason for the delay;
o Reasonably Prompt Timeframes: SUNY has established timeframes for the major
stages of this track of the grievance procedure: Evaluation (i.e., the decision
whether to dismiss or investigate a Complaint shall take up to seven (7) business
days; investigation shall take up to forty-five (45) business days; determination
shall take up to fourteen (14) business days; and appeal shall take up to fourteen
(14) business days.
-
Ensure that reasonable steps to protect the privacy of the Parties and witnesses during the
pendency of the Grievance Procedure are taken, provided that the steps do not restrict the
abilities of the Parties to obtain and present evidence, including by speaking to witnesses
(as long as such does not result in Retaliation), consult with their family members,
confidential resources, or advisors, or otherwise prepare for or participate in this Grievance
Procedure; -
Ensure an objective evaluation of all evidence that is Relevant and not otherwise
impermissible under these procedures, including both inculpatory and exculpatory
evidence, and provide that credibility determinations must not be based on a person’s status
as a Complainant, Respondent or Witness; -
Exclude impermissible evidence from consideration as defined in the Grievance Procedure;
and -
Clearly articulate principles for how SUNY will determine which policies and procedures
apply if not all such Complaints are handled under this institutional Grievance Procedure.
Note: The decisionmaker may be the same person as the Title IX Coordinator or investigator as
allowed by the 2024 Title IX Regulations; no inference of bias or conflict of interest can be drawn
solely because the decisionmaker is the same person as the Title IX Coordinator or investigator in
a case.
Note on Student employees: when a Complainant or Respondent is both a Student and an
employee of the Campus, the Campus must make a fact-specific inquiry to determine whether
these procedures apply to that Student employee. The Campus will consider if the Complainant or
Respondent’s primary relationship with the Campus is to receive an education and whether the
alleged Sex-Based Harassment occurred while the Party was performing employment-related
work.
Written Notice of Allegations
Upon initiating SUNY Grievance Procedure, the Title IX Coordinator shall provide a Notice of
Allegations in writing to the Parties whose identities are known. SUNY will provide a Notice of
Allegation up to seven (7) business days after it receives a Complaint, if there are no extenuating
circumstances.
What does the Notice of Allegations Include?
The written Notice of Allegations must include:
- The Campus’s Grievance Procedure;
-
Sufficient information available at the time of the issuance of the Notice of Allegations to
allow the Parties to respond to the allegations, which includes the identities of the Parties
involved in the incident(s), the conduct alleged to constitute Sex-Based Harassment under
the Grievance Procedure, and the date(s) and location(s) of the alleged incident(s), to the
extent that information is available to the Campus; -
A statement that the Parties are entitled to an accurate description of the Relevant and not
otherwise impermissible evidence, with an equal opportunity for the Parties to access the
underlying Relevant and not otherwise impermissible evidence upon request of any Party; -
A statement that the Respondent is presumed not responsible for the alleged Sex-Based
Harassment until a determination is made at the conclusion of the Campus’s Grievance
Procedure and that prior to the determination, the Parties will have an opportunity to
present Relevant and not otherwise impermissible evidence to a trained, impartial
investigator/decisionmaker; -
Parties may have an advisor of their choice, and that the advisor may be, but is not required
to be, an attorney; -
The Campus’s Student Code of Conduct and applicable policies for employees that prohibit
knowingly making false statements or knowingly submitting false information during the
Campus’s Grievance Procedure; and -
If, in the course of an investigation, the Campus decides to investigate additional
allegations of Sex-Based Harassment by the Respondent toward the Complainant that are
not included in the original written Notice of Allegations provided, the Campus is required
to provide written notice of any additional allegations to the Parties whose identities are
known.
What if the Campus decides to investigate additional allegations of Sex-Based Harassment?
If, in the course of an investigation, the Campus decides to investigation additional allegations of
Sex-Based Harassment by the Respondent toward the Complainant that are not included in the
original issued written Notice of Allegations, or that are included in a Complaint that is
consolidated under this Grievance Procedure, the Campus shall provide notice of the additional
allegations to the Parties whose identities are known.
What if I have safety concerns about a Notice of Allegations being issued to a Respondent?
To the extent that the Campus has reasonable concerns for the safety of any person as a result of
providing a written Notice of Allegations, the Campus, through the Title IX Coordinator (or
designee), may reasonably delay providing the written Notice of Allegations in order to address
the safety concern appropriately. Reasonable concerns must be based on individualized safety and
risk analysis and not on mere speculation or stereotypes.
Advisor of Choice and Participation of Advisor of Choice
A Party’s advisor of choice may accompany the Party to any meeting or proceeding, and that the
Campus cannot limit the choice of who that advisor may be or their presence for the Parties in any
meeting or proceeding. For employees in applicable collective bargaining units, the advisor of
choice may also be such employee’s union representative.
Investigation
General Rules of Investigations
The Title IX Coordinator and/or an investigator designated by the Title IX Coordinator, in
conjunction with the designee from Human Resources, will perform an investigation of the
conduct alleged to constitute Sex-Based Harassment in a reasonably prompt timeframe, after
issuing the Notice of Allegations.
The Campus, and not the Parties, has the burden to conduct an investigation that gathers sufficient
evidence to determine whether Sex-Based Harassment occurred under this Grievance Procedure.
This burden does not rest with either Party, and either Party may decide not to share their account
of what occurred, or may decide not to participate in the investigation or hearing. This does not
shift the burden of proof away from the Campus and does not indicate responsibility.
The Campus cannot access, consider, or disclose medical records without a waiver from the Party
(or parent, if applicable) to whom the records belong, or of whom the records include information.
The Campus will provide an equal opportunity for the Parties to present witnesses, including fact
and expert witnesses, and other inculpatory or exculpatory evidence, as described below.
Any questioning of the Respondent that is a Campus employee will occur in conjunction with
Human Resources or employee/labor relations office and consistent with any applicable collective
bargaining agreement.
Notice of participation
The Campus will provide written notice of the date, time, location, participants, and purpose of
all meetings or proceedings with sufficient time for the Party to prepare to participate, if a Party
is invited or expected to participate in any such meeting or proceeding.
Advisors of Choice and Participation of Advisors of Choice
The Campus will provide the Parties with the same opportunities to be accompanied to any
meeting or proceeding by the advisor of their choice, who may be, but is not required to be, an
attorney, and not limit the choice or presence of the advisor for the Complainant or Respondent
in any meeting or proceeding.
Access to and Review of the Investigative Report
The Title IX Coordinator and/or investigator designated by the Title IX Coordinator and the
Human Resources officer and/or their designee, will provide each Party and their advisors of
choice with an equal opportunity to access and review an accurate description of the Relevant
evidence collected throughout the investigation that is not otherwise impermissible in the form of
an investigative report.
The Parties and their advisors of choice will also have an equal opportunity to access and review
the underlying Relevant and not otherwise impermissible evidence summarized in the investigative
report upon the request of any Party.
The Title IX Coordinator and/or investigator designated by the Title IX Coordinator and the
Human Resources officer and/or their designee, will provide each Party and their advisors of
choice with a reasonable opportunity to respond to the investigative report.
The Campus will take reasonable steps to prevent and address the Parties’ and their advisors of
choice’s unauthorized disclosure of information and evidence obtained solely through this
Grievance Procedure. Participating individuals who engage in the unauthorized disclosure of
information and evidence obtained solely through this Grievance Procedure may be subject to the
Campus’s institution’s Student Code of Conduct, if applicable, and other SUNY or Campus
policies and/or procedures that may apply.
Review and Access to Relevant and Not Otherwise Impermissible Evidence
Each Party will have an equal opportunity to suggest fact witnesses and other inculpatory and
exculpatory evidence that are Relevant and not otherwise impermissible, to the Title IX
Coordinator and/or an investigator designated by the Title IX Coordinator and designee from
Human Resources through the investigative process. The Title IX Coordinator and/or investigator
designated by the Title IX Coordinator will review all evidence gathered through the investigation
and determine what evidence is Relevant and what evidence is impermissible regardless of
relevance, consistent with this Grievance Procedure.
SUNY will take reasonable steps to prevent and address the Parties’ unauthorized disclosure of
information and evidence obtained solely through this Grievance Procedure. Participating
individuals who engage in the unauthorized disclosure of information and evidence obtained solely
through this Grievance Procedure may be subject to the Campus Student Code of Conduct and
other SUNY and Campus policies and/or procedures that may apply.
SUNY does not provide for a live hearing under this Grievance Procedure. However, Title IX requires that there be live questioning to assess a Party’s or witness’s credibility to the extent credibility is both in dispute and Relevant to evaluating one or more allegations of Sex-Based Harassment.
The investigator/decisionmaker will question Parties and witnesses to adequately assess a Party’s
or witness’s credibility to the extent credibility is both in dispute and Relevant to evaluating one
or more allegations of Sex-Based Harassment. This will occur during individual meetings with a
Party or witness.
Each Party shall have the opportunity to propose questions that the Party wants asked of any Party
or witness and have those questions asked by the investigator/decisionmaker during one or more
individual meetings, including follow-up meetings, with a Party or witness, subject to the
appropriate procedures outlined below regarding the decisionmaker’s advance evaluation of all
questions. Each Party will be provided with an audio or audiovisual recording or transcript with
enough time for the Party to have a reasonable opportunity to propose follow-up questions.
Timeframes
An investigation shall take up to forty-five (45) business days to complete. If there are any delays
or extensions, the Title IX Coordinator (or designee) will appropriately notice the Parties in
writing, as detailed below.
Extensions and Delays
SUNY allows for the reasonable extension of timeframes on a case-by-case basis for good cause
with written notice to the Parties that includes the reason for the extension or delay.
Determination Regarding Responsibility
General Considerations for Evaluating Evidence and Testimony
The decisionmaker is required to evaluate Relevant and not otherwise impermissible evidence for
its persuasiveness and whether it meets the standard of proof of preponderance of the evidence. If
the decisionmaker is not persuaded under the applicable standard by the evidence that Sex-Based
Harassment occurred, whatever the quantity of the evidence is, the decisionmaker must not
determine that Sex-Based Harassment occurred.
Determinations regarding responsibility may be based in part, or entirely, on documentary,
audiovisual, and digital evidence, as warranted in the reasoned judgment of the decisionmaker.
Decisionmakers shall not draw inferences regarding a Party or witness’ credibility based on the
Party or witness’ status as a Complainant, Respondent, or witness, nor shall it base its judgments
in stereotypes about how a Party or witness would or should act under the circumstances.
Generally, credibility judgments should rest on the demeanor of the Party or witness, the plausibility of their testimony, the consistency of their testimony, and its reliability in light of corroborating or conflicting testimony or evidence. However, credibility judgments should not rest on whether a Party or witness’ testimony is non-linear or incomplete, or if the Party or witness is displaying stress or anxiety.
Decision makers will afford the highest weight relative to other testimony to first-hand testimony
by Parties and witnesses regarding their own memory of specific facts that occurred. Both
inculpatory and exculpatory (i.e. tending to prove and disprove the allegations) evidence will be
weighed in equal fashion.
A witness’ testimony regarding third-Party knowledge of the facts at issue will be allowed, but
will generally be accorded lower weight than testimony regarding direct knowledge of specific
facts that occurred.
Communication of the Determination in Writing
All determinations on whether Sex-Based Harassment occurred will be communicated to the
Parties in writing, simultaneously.
The written determination will include:
- A description of the alleged Sex-Based Harassment;
- Information about the policies and procedures that SUNY used to evaluate the allegations;
-
The decisionmaker’s evaluation of the Relevant evidence and determination on whether
Sex-Based Harassment occurred; -
Whether Remedies other than the imposition of Disciplinary Sanctions will be provided by
the Campus to the Complainant, and, to the extent appropriate, other Students identified by
the Campus to be experiencing the effects of Sex-Based Harassment, if there is a finding
that Sex-Based Harassment occurred; and - The Campus’s procedures for Complainant and Respondent to appeal.
Timeline of Determination Regarding Responsibility
If there are no extenuating circumstances, the determination regarding responsibility will be issued
by the Campus up to fourteen (14) business days of the completion of the investigation.
Finality of Determination
The determination regarding responsibility becomes final either on the date that the Campus
provides the Parties with the written determination of the result of any appeal, or, if no Party
appeals, the date on which an appeal would no longer be considered timely.
Referral to Human Resources for Further Disciplinary Action
-
For employees (including student employees) not in a collective bargaining unit: The
president or designee may take such administrative action as they deem appropriate under
their authority as the chief administrative officer of the college, including but not limited
to, termination, demotion, reassignment, suspension, reprimand, or training. -
For employees in collective bargaining units: The president or designee may determine
that sufficient information exists to refer the matter to their designee for disciplinary
action, or other action as may be appropriate under the applicable collective bargaining
agreement. The potential outcomes may include a reprimand, suspension, termination,
training, fine, demotion, or informal or formal counseling.
Forms
Form A - - Charge of Discrimination
Form B - Template for Memorandum Outlining Mutual Agreement Between Parties
Related Procedures
SUNY Policies on Sexual Violence Prevention and Response
Available on the Sexual Violence Prevention Workgroup website
Includes: Definition of Affirmative Consent, Policy for Alcohol and/or Drug Use Amnesty in Sexual
Violence Cases, Campus Climate Assessment Policy, Sexual Violence Victim/Survivor Bill of
Rights, Sexual Violence Response Policy, Options for Confidentially Disclosing Sexual Violence,
and Student Onboarding and Ongoing Education Guide
SUNY Policy Doc. No. 6502, Equal Opportunity: Access, Employment and Fair Treatment in the
State University of New York
SUNY Policy Doc. No. 6504, Policy on Mandatory Reporting and Prevention of Child Sexual Abuse
Other Related Information
SUNY Procedure Doc. No. 6503 - Sexual Orientation Nondiscrimination
SUNY Policy Doc. No. 6506 - Sexual and Romantic Relationship Policy
SUNY Policy Doc. No. 6507 - Sexual Harassment Response and Prevention Statement
Compliance Website pages on Equity and Diversity
SUNY Student Conduct Institute
Authority
New York State Human Rights Law, available on the New York State Division of Human Rights
website, or in PDF format from the same site.
Title IX of the Education Amendments of 1972, Federal Law
Related guidance available with the United States Department of Education Office for Civil Rights
Publications page
History
This procedure was created and adopted in August 2024 in order to comply with Title IX regulations
and to improve the efficiency and effectiveness in which complaints are addressed.
Appendices
Appendix A - External Enforcement Agencies
Appendix B – Flowchart for Selection of Applicable Complaint Procedure Process